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The following is an excerpt from a DEF 14A SEC Filing, filed by MORGAN STANLEY INSTITUTIONAL FUND INC on 4/21/2003.
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MORGAN STANLEY INSTITUTIONAL FUND INC - DEF 14A - 20030421 - OTHER_INFORMATION

OTHER MATTERS

 

No matter other than as set forth herein is expected to come before any Meeting, but should any other matter requiring a vote of Shareholders arise, including any question as to an adjournment of the Meeting for a Company, the persons named in the enclosed Proxy Card(s) will vote thereon according to their best judgment in the interests of the Company.

 

Shareholders who do not expect to be present at the meeting and who wish to have their shares voted are requested to either vote by Internet by following the instructions on each Company’s Proxy Card, or date and sign the enclosed Proxy Card and return it in the enclosed envelope. No postage is required if mailed in the United States.

 

M ARY E. M ULLIN

Secretary

 

Dated:  April 21, 2003

 

23


 

APPENDIX A

 

    

Shares Outstanding


MSIF, Inc.

    

Portfolio

    

Active International Allocation Portfolio

  

35,906,354

Asian Equity Portfolio

  

1,148,075

Asian Real Estate Portfolio

  

406,760

Emerging Markets Portfolio

  

64,021,227

Emerging Markets Debt Portfolio

  

18,459,661

Equity Growth Portfolio

  

48,005,672

European Real Estate Portfolio

  

1,722,390

European Value Equity Portfolio

  

2,921,115

Focus Equity Portfolio

  

6,520,368

Global Franchise Portfolio

  

3,831,179

Global Value Equity Portfolio

  

5,264,072

International Equity Portfolio

  

312,637,478

International Magnum Portfolio

  

9,719,093

International Small Cap Portfolio

  

35,146,813

Japanese Value Equity Portfolio

  

5,401,852

Latin American Portfolio

  

2,542,381

Money Market Portfolio

  

1,200,957,416

Municipal Money Market Portfolio

  

912,675,817

Small Company Growth Portfolio

  

43,138,114

Technology Portfolio

  

4,069,901

U.S. Real Estate Portfolio

  

52,258,212

Value Equity Portfolio

  

15,366,453

Inactive Portfolios

    

China Growth Portfolio

  

None

Gold Portfolio

  

None

Micro-Cap Portfolio

  

None

Mortgage Backed Securities Portfolio

  

None

Municipal Bond Portfolio

  

None

U.S. Equity Plus Portfolio

  

None

MSIF Trust

    

Portfolio

    

Advisory Foreign Fixed Income Portfolio

  

2,450,463

Advisory Foreign Fixed Income II Portfolio

  

171,494

Advisory Mortgage Portfolio

  

641,016,182

Balanced Portfolio

  

32,324,646

Cash Reserves Portfolio

  

94,163,251

Core Plus Fixed Income Portfolio

  

324,129,581

Equity Portfolio

  

23,367,969

High Yield Portfolio

  

74,722,814

Intermediate Duration Portfolio

  

13,774,763

International Fixed Income Portfolio

  

9,859,943

 

A-1


      

Shares Outstanding


Investment Grade Fixed Income Portfolio

    

48,439,690

Limited Duration Portfolio

    

51,181,236

Mid-Cap Growth Portfolio

    

61,823,574

Mid-Cap Value Portfolio

    

37,144,978

Multi-Asset Class Portfolio

    

4,106,350

Municipal Portfolio

    

23,713,878

Small-Cap Growth Portfolio

    

3,667,977

Small-Cap Value Portfolio

    

32,076,064

Strategic Small Value Portfolio

    

3,224,883

U.S. Core Fixed Income Portfolio

    

30,479,000

Value Portfolio

    

41,008,753

Inactive Portfolios

      

Balanced Plus Portfolio

    

None

Growth Portfolio

    

None

New York Municipal Portfolio

    

None

Targeted Duration Portfolio

    

None

Value II Portfolio

    

None

 

A-2


 

APPENDIX B

 

Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 

MSIF, Inc. Portfolio

Active International Allocation A

 

Morgan Stanley DW Inc.

Harborside Financial Center

Plaza 3, 6th Floor

Jersey City, NJ 07311

 

34,871,484.187

  

25.71

%

   

The Trustees of Columbia University

in the City of New York

Attn: Anil Jaisinghani

475 Riverside Dr., Suite 401

New York, NY 10115

 

34,871,484.187

  

15.15

%

   

CMBL Ms. Ferron Equity

Attn: Josephine Glass

22nd Fl., 1221 Avenue of the Americas

New York, NY 10020

British Virgin Islands

 

34,871,484.187

  

9.35

%

   

Sahara Investments LLC

70 W. Madison, Suite 2000

Chicago, IL 60602

 

34,871,484.187

  

5.24

%

   

Saxon & Co.

P.O. Box 7780-1888

Philadelphia, PA 19182

 

34,871,484.187

  

5.18

%

   

Wallace Genetic Foundation

c/o Leo Bruette

BDO Seidman LLP

1129 20th St., N.W.

Washington, D.C. 20036-3403

 

34,871,484.187

  

5.15

%

Active International Allocation B

 

IMS & Co.

P.O. Box 3865

Englewood, CO 80155

 

929,870.010

  

60.93

%

   

Fidelity Investments Inst’l

Operations Co. FIIOC

Benefit Plans

100 Magellan Way KWLC

Covington, KY 41015

 

929,870.010

  

21.47

%

Asian Equity A

 

Morgan Stanley Co.

FBO Donald A. Pels

375 Park Avenue, Suite 3305

New York, NY 10152

 

1,064,348.304

  

11.70

%

   

The Doris Fisher 1991

c/o Pisces Inc.

One Martime Plaza,
Suite 1300

San Francisco, CA 94111

 

1,064,348.304

  

10.43

%

 

B-1


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 
   

The Donald Fisher 1991

c/o Pisces Inc

One Martime Plaza,
Suite 1300

San Francisco, CA 94111

 

1,064,348.304

  

10.43

%

   

Morgan Stanley Co.

FBO Mr. Frank Mori

Attn: Mr. Bruce Zieglar

60 East 42nd Street

New York, NY 10165

 

1,064,348.304

  

5.56

%

Asian Equity B

 

Morgan Stanley Co.

FBO Theodore P. Desloge Jr. Trustee

FBO Theodore P. Desloge Jr.

39 Picardy Lane

Saint Louis, MO 63124

 

83,579.668

  

26.17

%

   

Morgan Stanley Co.

FBO Martin Chalk

Vaucluse

NSW 2030 FF 00000

 

83,579.668

  

20.53

%

   

Berl Bernhard & Karen Bernhard

TTEE FBO The Berl Bernhard

1693 Epping Farms Lane

Annapolis, MD 21401

 

83,579.668

  

13.36

%

   

Morgan Stanley Co.

FBO Peter A. Fasseas

1555 North Astor

Chicago, IL 60610

 

83,579.668

  

6.97

%

   

Morgan Stanley Co.

FBO Joseph A Hafner Jr.

Box 2636

Houston, TX 77252

 

83,579.668

  

6.73

%

   

Steve Gerhardt & Julie Gerhardt

6030 Quail Hill Dr.

Cincinnati, OH 45233

 

83,579.668

  

6.57

%

Asian Real Estate A

 

Morgan Stanley Asset Management Inc. Controllers Dept., 3rd Floor

1221 Avenue of the Americas

New York, NY 10020

 

336,318.619

  

89.20

%

   

Morgan Stanley DW Inc.

Harborside Financial Center

Plaza 3, 6th Floor

Jersey City, NJ 07311

 

336,318.619

  

10.14

%

 

B-2


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 

Asian Real Estate B

 

Morgan Stanley Co.

FBO The Cathryn R. Fortune Char

5505 Lake Washington Blvd, N.E.

Unit 1D

Kirkland, WA 98033

 

70,441.708

  

68.35

%

   

Ned McCarthy Trust 3

Sugar Maple Lane

Hanover, NH 03755

 

70,441.708

  

29.28

%

Emerging Markets A

 

Mac & Co.

A/C Mswf4000252

P.O. Box 3198

Pittsburgh, PA 15230-3198

 

62,402,084.444

  

9.49

%

   

Charles Schwab & Co. Inc.

Attn: Mutual Funds

101 Montgomery Street

San Francisco, CA 94104

 

62,402,084.444

  

7.20

%

   

Global Opportunistic Fund Inc.

1221 Avenue of the Americas

New York, NY 10020

 

62,402,084.444

  

6.10

%

Emerging Markets B

 

Fidelity Investments Inst’l

Operations Co FIIOC

Benefit Plans

100 Magellan Way KWLC

Covington, KY 41015

 

1,309,701.776

  

82.55

%

Emerging Markets Debt A

 

Mac & Co.

A/C Mswf4000142

P.O. Box 3198

Pittsburgh, PA 15230-3198

 

18,368,983.364

  

38.42

%

   

Bell Atlantic Master Trust

695 Main Street, Suite 600

Stamford, CT 06901-2138

 

18,368,983.364

  

23.94

%

   

National Investor Services

FBO 097-50000-19

55 Water Street, 32nd Floor

New York, NY 10041

 

18,368,983.364

  

10.77

%

   

Charles Schwab & Co. Inc.

Attn: Mutual Funds

101 Montgomery Street

San Francisco, CA 94104

 

18,368,983.364

  

9.89

%

Emerging Markets Debt B

 

Brenton D. Anderson

P.O. Box 663

Norwich, VT 05055

 

114,171.912

  

49.27

%

 

B-3


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 
   

Morgan Stanley Co.

FBO FFP Investments Ltd.

Suite 101

San Antonio, TX 78209

 

114,171.912

  

38.28

%

   

Paul E. Hellmers & H. Anthy Hellmers

c/o Centre Solutions

One Chase Manhattan Plaza

New York, NY 10005

 

114,171.912

  

7.22

%

Equity Growth A

 

Mac & Co.

A/C Mswf4000072

P.O. Box 3198

Pittsburgh, PA 15230-3198

 

35,822,112.789

  

28.40

%

   

Dean Witter Reynolds Inc.

Harborside Financial Center

Plaza 3, 6th Floor

Jersey City, NJ 07311

 

35,822,112.789

  

15.21

%

   

T. Rowe Price Retirement Plan Services Cust.
Marriott Employees Ps & Ret Svng P
4515 Painters Mill Road

Owings Mills, MD 21117

 

35,822,112.789

  

12.95

%

   

Wilmington Trust Co. TTEE

FBO Enron Corp Savings 401k

c/o Mutual Funds

P.O. Box 8971

Wilmington, DE 19899-8971

 

35,822,112.789

  

9.73

%

Equity Growth B

 

Manufacturers Life Insurance Co. USA

250 Bloor Street East, 7th Floor

Toronto, Ontario

M4W LE5 Canada

 

12,213,006.227

  

60.71

%

   

Fidelity Investments Inst’l

Operations Co. FIIOC as

Benefit Plans

100 Magellan Way KWLC

Covington, KY 41015

 

12,213,006.227

  

21.53

%

European Real Estate A

 

United Jewish Appeal
Federation of Jewish Philanthropies New York Inc.

130 East 59th Street

New York, NY 10022-1302

 

1,635,482.133

  

33.19

%

   

Trustees of Dartmouth College

7 Lebanon St., Suite 305

P.O. Box 31

Hanover, NH 03755

 

1,635,482.133

  

24.00

%

 

B-4


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 
   

Plum Coulee Partnership

499 Park Ave., 26th Floor

New York, NY 10022

 

1,635,482.133

  

11.21

%

   

Retirement Plan for Employees of United Jewish Appeal Federation of Jewish Affiliated Institutions & Agencies

130 East 59th Street

New York, NY 10022-1302

 

1,635,482.133

  

9.96

%

   

Northstar Advisors LLC

1000 Winter Street

Box 203

Waltham, MA 02451-1443

 

1,635,482.133

  

9.08

%

   

Morgan Stanley Co.

FBO The Cathryn R. Fortune Char.

5505 Lake Washington Blvd., N.E.

Unit 1D

Kirkland, WA 98033

 

86,907.779

  

35.39

%

   

Morgan Stanley Co.

FBO Irene R. Miller

186 Riverside Drive, Apt. 10E

New York, NY 10024

 

86,907.779

  

27.84

%

   

Nora Effron

1070 Park Avenue

New York, NY 10128

 

86,907.779

  

13.40

%

   

Morgan Stanley Co.

FBO C. Robert Kidder
Mary G. Kidder

1991 Kidder Family Trust

900 Knollwood Drive

Santa Barbara, CA 93108

 

86,907.779

  

9.46

%

   

Morgan Stanley Co.

FBO C. Robert Kidder
Mary G. Kidder

1991 Kidder Family Trust

900 Knollwood Drive

Santa Barbara, CA 93108

 

86,907.779

  

7.38

%

   

Morgan Stanley Co.

FBO The Gretzky
Trust of 1989

650 North Sepulveda Blvd.

Los Angeles, CA 90049

 

86,907.779

  

5.02

%

 

B-5


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 

European Value Equity A

 

Morgan Stanley Co.

FBO RVP Development Corporation

20 Monroe Ave., N.W.

Suite 450

Grand Rapids, MI 49503

 

2,828,758.619

  

8.98

%

   

Morgan Stanley Co.

FBO Corestates Bank TTEE for

Defined Benefit Master Plan
1525 W. WT Harris Blvd.,
CMG1151 Charlotte, NC 28262

 

2,828,758.619

  

5.92

%

European Value Equity B

 

Morgan Stanley Co.

FBO Martin Chalk

Vaucluse

Nsw 2030 FF 00000

 

92,251.116

  

35.27

%

   

Karen Zateslo Gray
Cust. for
John David Gray Under IL Ugma

301 N. Sheridan Rd.

Lake Forest, IL 60045

 

92,251.116

  

15.08

%

   

Morgan Stanley Co.

FBO Theodore P. Desloge Jr. Trustee

FBO Theodore P. Desloge Jr.

39 Picardy Lane

Saint Louis, MO 63124

 

92,251.116

  

14.47

%

   

Dr. Martin B. Meyerson

Acct Ii International

1601 Landfall Dr.

Wilmington, NC 28405-4255

 

92,251.116

  

12.33

%

   

Morgan Stanley Co.

FBO Sandra Titus Mckinstry

7135 S. Locust Circle

Englewood, CO 80112

 

92,251.116

  

11.14

%

   

Karen Zateslo Gray

Cust for Alexandra Nicole Gray

c/o CSC Index

Attn: J. Douglas Gray

301 N. Sheridan Rd

Lake Forest, IL 60045

 

92,251.116

  

5.02

%

Focus Equity A

 

Mac & Co.

A/C MSWF4000192

P.O. Box 3198

Pittsburgh, PA 15230-3198

 

5,811,700.184

  

50.71

%

 

B-6


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 
   

Morgan Stanley Co.

FBO Hullbridge Investments-Pledgor

Attn: Abdulaziz S. Al-Saleh

P.O. Box 94697

Riyadh 11614 FF 00000

 

5,811,700.184

  

6.04

%

Focus Equity B

 

The Vanguard Fiduciary
Trust Co.

P.O. Box 2600 VM 613 Outside Funds
Valley Forge, PA 19482

 

711,657.819

  

12.70

%

Global Franchise A

 

Mount Cuba Center Inc.

Suite 1109

100 West 10th Street

Wilmington, DE 19801

 

3,656,118.413

  

33.95

%

   

Bireley’s Orange Japan SA

P.O. Box 1134

Panama 1 Republic of Panama

 

3,656,118.413

  

11.78

%

   

Keybank NA TTEE

FBO WRA-Morgan Stanley

20242001059583

P.O. Box 94871

Cleveland, OH 44101-4871

 

3,656,118.413

  

8.00

%

   

Morgan Stanley Co.

FBO Ecological Trust Fund of

The Nature Conservancy

4245 North Fairfax Drive 100

Arlington, VA 22203

 

3,656,118.413

  

7.69

%

Global Franchise B

 

Morgan Stanley Co.

FBO Ronald G. Assaf IRA RO

21095 Hamlin Drive

Boca Raton, FL 33433

 

175,060.561

  

16.56

%

   

Morgan Stanley Co.

FBO 444 M Partners L.P.

444 Madison Avenue, 18th Fl.

New York, NY 10022

 

175,060.561

  

13.36

%

   

Morgan Stanley Co.

FBO Martin Chalk

Vaucluse

NSW 2030 FF 00000

 

175,060.561

  

10.04

%

   

Morgan Stanley Co.

FBO Henry Gross

444 Madison Avenue, 18th Fl.

New York, NY 10022

 

175,060.561

  

8.52

%

 

B-7


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 
   

Morgan Stanley Co.

FBO Mr. David Ormsby IRA

Attn: Mr. David Ormsby

825 8th Avenue, Suite 3826

New York, NY 10019

 

175,060.561

  

7.39

%

   

Morgan Stanley Co.

FBO Theodore P. Desloge Jr. Trustee

FBO Theodore P. Desloge Jr.

39 Picardy Lane

Saint Louis, MO 63124

 

175,060.561

  

7.38

%

   

Morgan Stanley Co.

FBO Julie Revson

9702 Gayton Road

Richmond, VA 23233

 

175,060.561

  

5.72

%

   

Morgan Stanley Co.

FBO Elizabeth G. Monnas

16 Aubrey Walk

London W8 FF 00000

 

175,060.561

  

5.49

%

   

Morgan Stanley Co.

FBO Stephen J. Lurito

15 Stony Wylde Lane

Greenwich, CT 06830

 

175,060.561

  

5.43

%

   

Morgan Stanley

FBO Diana Davis

4238 Glengary Court, N.E.

Atlanta, GA 30342

 

175,060.561

  

5.26

%

   

Morgan Stanley Co.

FBO Michael Veloric Ballard

1165 Norsam Road

Gladwyne, PA 19035

 

175,060.561

  

5.11

%

   

Morgan Stanley Co.

FBO Edward S. Weil Jr. Rev. Trust

66 Locust Rd.

Winnetka, IL 60093

 

175,060.561

  

5.08

%

Global Value Equity A

 

Fidelity Investments Inst’l.

Operations Co. FIIOC

Benefit Plans

100 Magellan Way KWLC

Covington, KY 41015

 

3,105,307.935

  

45.36

%

   

Jupiter & Co.

c/o Investors Bank & Trust

P.O. Box 9130FPG90

Boston, MA 02117-9130

 

3,105,307.935

  

20.34

%

 

B-8


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 

Global Value Equity B

 

Fidelity Investments Inst’l

Operations Co. FIIOC

Benefit Plans

100 Magellan Way KWLC

Covington, KY 41015

 

2,152,115.536

  

79.28

%

   

IMS & Co.

P.O. Box 3865

Englewood, CO 80155

 

2,152,115.536

  

12.45

%

International Equity A

 

Charles Schwab & Co. Inc.

Attn: Mutual Funds

101 Montgomery Street

San Francisco, CA 94104

 

280,841,297.659

  

6.58

%

   

Wendel & Co.

A/C 203597

Attn: Mutual Funds Reorg. Dept.

P.O. Box 1066 Wall St. Station

New York, NY 10286

 

280,841,297.659

  

6.20

%

International Equity B

 

National Financial Services

200 Liberty St.

New York, NY 10281

 

30,659,565.935

  

65.03

%

   

Fidelity Investments Inst’l

Operations Co FIIOC

Benefit Plans

100 Magellan Way KWLC

Covington, KY 41015

 

30,659,565.935

  

10.92

%

   

State Street Bank and Trust Co.

As Trustee for the SodeXHO
401K EES Retirement Savings & Trust

105 Rosemont Ave.

Westwood, MA 02169

 

30,659,565.935

  

5.30

%

International Magnum A

 

Morgan Stanley DW Inc.

Harborside Financial Center

Plaza 3, 6th Floor

Jersey City, NJ 07311

 

8,322,435.124

  

40.94

%

   

Thrivent Financial for Lutherans

Attn: Paul Mccullough

625 4th Avenue S.

Minneapolis, MN 55124

 

8,322,435.124

  

30.28

%

   

SBLI USA Mutual Life Insurance

460 W 34th St., Suite 800

New York, NY 10001

 

8,322,435.124

  

16.77

%

 

B-9


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 
   

Ameritas Life Insurance Corp.

P.O. Box 81889

Lincoln, NE 68501

 

8,322,435.124

  

7.17

%

International Magnum B

 

Fidelity Investments Inst’l

Operations Co FIIOC

Benefit Plans

100 Magellan Way

Covington, KY 41015

 

850,485.576

  

85.06

%

International Small Cap A

 

Charles Schwab & Co. Inc.

Attn: Mutual Funds

101 Montgomery Street

San Francisco, CA 94104

 

35,131,378.034

  

14.16

%

   

Morgan Stanley DW Inc.

Harborside Financial Center

Plaza 3, 6th Floor

Jersey City, NJ 07311

 

35,131,378.034

  

13.08

%

Japanese Value Equity A

 

National Investor Services

FBO 097-50000-19

55 Water Street, 32nd Floor

New York, NY 10041

 

5,365,960.406

  

21.89

%

   

FTC & Co.

Datalynx House Account

P.O. Box 173736

Denver, CO 80217-3736

 

5,365,960.406

  

9.63

%

   

Retired Staff Benefits Investment Accts.

of the International Monetary Fund

700 19th St., N.W.

Washington, D.C. 20431

 

5,365,960.406

  

8.65

%

Japanese Value Equity B

 

Morgan Stanley Co. FBO

The Gretzky Trust of 1989

650 North Sepulveda Blvd.

Los Angeles, CA 90049

 

35,891.935

  

34.62

%

   

Morgan Stanley Co.

FBO Fred Middleton

545 El Cerrito Ave.

Hillsborough, CA 94010

 

35,891.935

  

31.37

%

   

Morgan Stanley Co.

FBO Edward J. Prostic IRA

2225 Stratford Rd.

Shawnee Msn, KS 66208

 

35,891.935

  

12.29

%

 

B-10


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 
   

Morgan Stanley Co.

FBO Marjorie Prostic IRA

2225 Stratford Rd.

Shawnee Msn, KS 66208

 

35,891.935

  

10.84

%

Latin American A

 

Morgan Stanley Co.

FBO PH Investments LLC

The Pilot House

Lewis Wharf

Boston, MA 02110

 

2,514,901.161

  

76.47

%

Latin American B

 

Morgan Stanley Co.

FBO Fred Middleton

545 El Cerrito Ave.

Hillsborough, CA 94010

 

27,479.823

  

93.02

%

   

Davio G. Scarffe

50 Central Park West

New York, NY 10023

 

27,479.823

  

6.23

%

Money Market

 

Apex Foundation

Attn: Kenneth O. Davis

P.O. Box 1607

Bellevue, WA 98009-1607

 

1,209,559,924.710

  

6.51

%

Small Company Growth A

 

Factory Mutual Insurance Company

Attn: Kimberly Adams

225 Wyman Street

P.O. Box 9198

Waltham, MA 02454-9198

 

11,198,387.971

  

22.42

%

   

Trust Company of Illinois

45 South Park Blvd., Suite 300

Glen Ellyn, IL 60137

 

11,198,387.971

  

9.78

%

   

Charles Schwab & Co. Inc.

Attn: Mutual Funds

101 Montgomery Street

San Francisco, CA 94104

 

11,198,387.971

  

8.51

%

   

Putnam Fiduciary Trust Co TTEE
FBO American Maritime Officers 401k Plan
Attn: DC Plan Admin Team

650984 MS C-4-D

One Investors Way

Norwood, MA 02062

 

11,198,387.971

  

5.54

%

Small Company Growth B

 

Fidelity Investments Inst’l

Operations Co. FIIOC as

Benefit Plans

100 Magellan Way KWLC

Covington, KY 41015

 

31,934,954.278

  

57.66

%

 

B-11


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 
   

National Financial Services Corp.
of Our Customers

200 Liberty St.

New York, NY 10281

 

31,934,954.278

  

12.32

%

   

GE Asset Management Plan

801 Pennsylvania Ave.

Kansas City, MO 64105

 

31,934,954.278

  

6.58

%

Technology A

 

Fidelity Investments Inst’l.

Operations Co. FIIOC as

Benefit Plans

100 Magellan Way,

Covington, KY 41015

 

3,830,719.792

  

23.35

%

   

Barton M. Biggs

390 Riversville Rd.

Greenwich, CT 06830

 

3,830,719.792

  

20.28

%

   

Judith L. Biggs

390 Riversville Rd.

Greenwich, CT 06831-3200

 

3,830,719.792

  

12.18

%

   

Bank of New York

Attn: Ellie Whalen

One Wall Street, 12th Floor

New York, NY 10286

 

3,830,719.792

  

11.58

%

   

Putnam Fiduciary Trust Co. TTEE

FBO Coca Cola Enterprises Mesip

Attn: D.C. Plan Admin Team
MS N4D 650309

Investors Way

Norwood, MA 02062

 

232,591.234

  

32.07

%

Technology B

 

The Northern Trust as TTEE

FBO Nestle
401K Savings
Plan-DV

P.O. Box 92994

Chicago, IL 60675

 

232,591.234

  

15.00

%

   

TRowe Price Trust Co.

P.O. Box 17215

Baltimore, MD 21297

 

232,591.234

  

10.40

%

U.S. Real Estate A

 

Charles Schwab & Co. Inc.

Attn: Mutual Funds

101 Montgomery Street

San Francisco, CA 94104

 

49,748,160.273

  

16.85

%

 

B-12


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 
   

National Financial Services

200 Liberty St.

New York, NY 10281

 

49,748,160.273

  

13.39

%

   

Morgan Stanley DW Inc.

Harborside Financial Center

Plaza 3, 6th Floor

Jersey City, NJ 07311

 

49,748,160.273

  

5.57

%

   

Lumina Foundation for

Education Inc.

30 S. Meridian St.

Indianapolis, IN 46204-3503

 

49,748,160.273

  

5.34

%

   

National Gallery of Art

Attn: James E Duff—Treasurer

Washington, D.C. 20565

 

49,748,160.273

  

5.25

%

   

Mac & Co.

A/C Mswf4000262

Mutual Funds Operations

P.O. Box 3198

Pittsburgh, PA 15230-3198

 

49,748,160.273

  

5.05

%

U.S. Real Estate B

 

Merrill Lynch Trust Co. TTEE

FBO Qualified
Retirement Plans

265 Davidson Ave., 4th Fl.

Somerset, NJ 08873

 

2,503,690.706

  

42.35

%

   

The Union Central Life Insurance Co.

1876 Waycross Rd.

Cincinnati, OH 45240

 

2,503,690.706

  

25.49

%

   

Putnam Fiduciary Trust Co. TTEE

FBO Ball Horticultural Co. Inc.

Attn: D.C. Plan Admin Team

One Investors Way

MS N3G

Norwood, MA 02062

 

2,503,690.706

  

7.04

%

   

Putnam Fiduciary Trust Co. TTEE

FBO Coca Cola Enterprises Mesip

Attn: D.C. Plan Admin Team
MS N4D 650309

Investors Way

Norwood, MA 02062

 

2,503,690.706

  

6.78

%

 

B-13


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 

Value Equity A

 

Mac & Co.

A/C Mswf4000082

Mutual Fund Operations

P.O. Box 3198

Pittsburgh, PA 15230-3198

 

8,537,409.385

  

35.13

%

   

Morgan Stanley Asset Mgmt.
for the Account of Hubbell Inc.

Attn: John Lam

22nd Floor

1221 Avenue of the Americas

New York, NY 10020

 

8,537,409.385

  

24.29

%

   

Fidelity Investments Inst’l.

Operations Co. FIIOC as Benefit Plans

100 Magellan Way KWLC

Covington, KY 41015

 

8,537,409.385

  

8.68

%

Value Equity B

 

Fidelity Investments Inst’l

Operations Co FIIOC

Benefit Plans

100 Magellan Way KWLC Way

Covington, KY 41015

 

6,836,082.624

  

76.99

%

   

FNB Nominee Co.

c/o 1st Commonwealth Trust Co.

614 Philadelphia St.

Indiana, PA 15701-3904

 

6,836,082.624

  

5.84

%

   

Brown and Caldwell
Savings Plan

c/o JPMorgan Chase
as Directed Trustee

P.O. Box 419784

Kansas City, MO 64141-6784

 

6,836,082.624

  

5.43

%

MSIF Trust Portfolio

              

Advisory Foreign Fixed Income: Inst

 

BOST & Co

A/C Lcrf0391002

Mutual Fund Operations

P.O. Box 3198

Pittsburgh, PA 15230-3198

 

2,450,462.558

  

14.16

%

   

Northern Trust Company
Trustee FBO

Ford Motor Company

A/C 22-01854

P.O. Box 92956

Chicago, IL 60675

 

2,450,462.558

  

11.70

%

 

B-14


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 
   

Minnesota State Board of Investments

Attn: Jason Matz

Suite 105, Mea Bldg.

55 Sherburne Ave.

St. Paul, MN 55155

 

2,450,462.558

  

8.49

%

   

State Street Bank as TTEE

FBO Pacific Gas & Electric

Attn: Arthur Barnes

1776 Heritage Dr.

North Quincy, MA 02171

 

2,450,462.558

  

8.45

%

Advisory Foreign Fixed Income II: Inst

 

Kaiser Permanente
Retirement Plans

Attn: Vivian Heath

1 Kaiser Plaza, Oldsway Bldg

Oakland, CA 94612-3610

 

171,493.736

  

32.95

%

   

Hershey Trust Company Trustee
for The Milton Hershey
School—Principal

P.O. Box 445

100 Mansion Rd. East

Hershey, PA 17033-0445

 

171,493.736

  

11.07

%

   

The Johns Hopkins University

3400 North Charles St.

Baltimore, MD 21218

 

171,493.736

  

10.42

%

   

Mr. Steve Gallas

Nisource Inc. Master
Retirement Trust

801 E. 86th Ave.

Merrillville, IN 46410

 

171,493.736

  

9.21

%

   

Sunoco Inc. Retirement Plan Trust

Trust Investments

Attn: Marlene P. Forreter

1801 Market St.

Philadelphia, PA 19103-2924

 

171,493.736

  

6.58

%

   

Monsanto Company
Defined Contribution Ownership Trust

Attn: Gary Stentz

800 N. Lindbergh Blvd., E Bldg.

St. Louis, MO 63167

 

171,493.736

  

5.67

%

 

B-15


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 
   

Chase Manhattan Bank as Custodian

FBO Smithsonian Institution

Attn: Hazel Drinkard

4 New York Plaza, 4th Fl.

New York, NY 10004

 

171,493.736

  

5.64

%

Advisory Mortgage: Inst

 

The Boston Co.

Attn: Mutual Fund Operations

P.O. Box 3198

Pittsburgh, PA 15230-3198

 

641,016,181.562

  

8.54

%

   

Northern Trust Company
Trustee FBO

Ford Motor Company

A/C 22-01854

P.O. Box 92956

Chicago, IL 60675

 

641,016,181.562

  

7.02

%

   

Strafe & Co. FBO

Ohio Public Employees Retirement System Acct. 6899000230

P.O. Box 160

Westerville, OH 43086-0160

 

641,016,181.562

  

5.46

%

   

Charles Schwab & Co. Inc.

Special Custody Account

Attn: Mutual Funds

101 Montgomery St.

San Francisco, CA 94104

 

3,475,390.584

  

15.78

%

Balanced: Adv

 

Fidelity Investments Institutional

Operations Co. FIIOC as Agent

100 Magellan Way KWLC

Covington, KY 41015

 

5,935,708.747

  

53.92

%

   

Putnam Fiduciary Trust Co

TTEE FBO Nissan

Employee Savings Plan

Attn: D.C. Plan Admin Team

One Investors Way, MS C4D

Norwood, MA 02062

 

5,935,708.747

  

26.13

%

   

Putnam Fiduciary Trust Co. TTEE

FBO ABN AMRO LLC Securities 401K Savin

Attn: D.C. Plan Admin Team

One Investors Way, MS N3G

Norwood, MA 02062-9105

 

5,935,708.747

  

11.40

%

 

B-16


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 
   

Putnam Fiduciary Trust Co. TTEE

FBO ING US Financial Holdings Corp.

401K Savings Plan

Attn: D.C. Plan Admin. Team

One Investors Way, MS N3G

 

5,935,708.747

  

6.59

%

   

Fidelity Investments Institutional

Operations Co. FIIOC as Agent

100 Magellan Way KWLC

Covington, KY 41015

 

2,290,672.451

  

66.72

%

   

National Financial Services Corporation
For Exclusive Benefit of Our Customers

Attn: Mutual Funds

Dept 5th Floor

One World Financial Center

New York, NY 10281

 

2,290,672.451

  

6.94

%

Balanced: Inv

 

MITRA & Co.

1000 N. Water Street

Milwaukee, WI 53202-6648

 

575,724.048

  

99.21

%

Cash Reserves: Inst

 

Mac & Co.

A/C Mswf1000302

P.O. Box 3198

Pittsburgh, PA 15230-3198

 

88,770,652.202

  

50.80

%

   

Deutsche Bank Trust Company Americas
FBO CNMC Miller Anderson & Sherrerd

P.O. Box 9014

Church Street Station

New York, NY 10008

 

88,770,652.202

  

12.62

%

   

Jack & Vivian Farber

3056 Miro Dr. North

Palm Beach Gardens, FL 33410

 

88,770,652.202

  

5.11

%

Cash Reserves: Inv

 

MSDW Stable Value Plan—SEI Trustee
Attention: Jeff Ryan

530 E. Swedesford Road

Wayne, PA 19087-1693

 

5,031,684.780

  

100.00

%

Core Plus Fixed Income: Adv

 

Fidelity Investments Institutional

Operations Co.
FIIOC as Agent for

100 Magellan Way KWLC

Covington, KY 41015

 

19,211,428.867

  

36.95

%

 

B-17


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 
   

Fidelity Management Trust Company

Attn: Lito Jaco

Mail Zone Z1M

82 Devonshire St.

Boston, MA 02109

 

19,211,428.867

  

12.96

%

   

Transco & Co.

Attn: Wealth Management
10th Floor

P.O. Box 48698

Wichita, KS 67201

 

19,211,428.867

  

11.06

%

   

Transco & Co.

Attn: Wealth Management
10th Floor

P.O. Box 48698

Wichita, KS 67201

 

19,211,428.867

  

9.81

%

   

The Union Central Life Insurance Company—Group
Separate Account

Attn: Roberta Ujuary

1876 Waycross Rd.

Cincinnati, OH 45240

 

19,211,428.867

  

8.67

%

   

Pan-American Life Insurance Company

Separate Account VII

14th Floor

601 Poydras St.

New Orleans, LA 70130

 

19,211,428.867

  

8.51

%

   

Wendel & Co.

A/C 295773

c/o The Bank of New York

P.O. Box 1066

Wall Street Station

New York, NY 10286

 

19,211,428.867

  

7.20

%

Core Plus Fixed Income: Inst

 

Mac & Co.

A/C MSWF1000302

P.O. Box 3198

Pittsburgh, PA 15230-3198

 

295,504,992.832

  

16.06

%

Core Plus Fixed Income: Inv

 

Morgan Stanley Stable Value Fund—SEI Trustee Attention: Jeff Ryan

530 E. Swedesford Road

Wayne, PA 19087-1693

 

9,624,268.320

  

77.32

%

 

B-18


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 
   

Morgan Stanley Co.

FBO Ecological Trust Fund of

the Nature Conservancy

4245 North Fairfax Drive

Arlington, VA 22203

 

9,624,268.320

  

5.93

%

Equity: Adv

 

T. Rowe Price Trust Co.

FBO Alliance Partners

RPS Asset Reconciliation

P.O. Box 17215

Baltimore, MD 21297-7215

 

72,218.035

  

99.99

%

Equity: Inst

 

Morgan Stanley DW Inc.

Harborside Financial Center

Plaza 3, 6th Floor

Jersey City, NJ 07311

 

23,266,386.937

  

27.26

%

   

APRF1745742

FBO West Penn Power

Mutual Fund Operations

Pittsburgh, PA 15230-3198

 

23,266,386.937

  

6.49

%

   

Fidelity Investments Institutional

Operations FIIOC as Agent

100 Magellan Way KWIC

Covington, KY 41015

 

23,266,386.937

  

5.15

%

High Yield: Inst

 

Mac & Co.

A/C Mswf4000132

Mutual Funds Operations

P.O. Box 3198

Pittsburgh, PA 15230-3198

 

71,865,512.986

  

14.37

%

   

Morgan Stanley DW Inc.

Harborside Financial Center

Plaza 3, 6th Floor

Jersey City, NJ 07311

 

71,865,512.986

  

12.71

%

   

Charles Schwab & Co. Inc.

Special Custody Account

Attn: Mutual Funds

101 Montgomery St.

San Francisco, CA 94104

 

71,865,512.986

  

11.03

%

   

Western Metal Industry

c/o Miller Anderson & Sherrerd

One Tower Bridge

West Conshohocken, PA 19428

 

71,865,512.986

  

5.34

%

High Yield: Inv

 

First Union National Bank

FBO No. American Van Lines Retirement P
1524 West W.T. Harris Blvd.—NC1151
Charlotte, NC 28288-1151

 

537,525.208

  

46.08

%

 

B-19


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 
   

Northern Trust Company as Custodian

For Noblehouse International Ltd.

P.O. Box 92956

Chicago, IL 60675

 

537,525.208

  

25.15

%

   

Fleet National Bank

FBO Third Presbyterian Church

Attn: 26432005

P.O. Box 92800

Rochester, NY 14692-8900

 

537,525.208

  

11.93

%

   

Fred K. Schomer

12026 North 118th Way

Scottsdale, AZ 85259

 

537,525.208

  

8.85

%

   

J. Richard Jones

385 Highview Dr.

Radnor, PA 19087

 

537,525.208

  

5.86

%

Intermediate Duration: Inv

 

Morgan Stanley Stable Value Fund—SEI Trustee Attention: Jeff Ryan

530 E. Swedesford Road

Wayne, PA 19087-1693

 

8,191,494.227

  

100.00

%

Intermediate. Duration: Inst

 

Union Bank of California TR Nominee

FBO Los Angeles Hotel Restaurant 610001264 00

P.O. Box 85484

San Diego, CA 92186

 

5,580,969.254

  

32.51

%

   

Trust for Civil Society

In Central & Eastern Europe

Attn: Marianne Ginsburg

1744 R Street N.W.

Washington, D.C. 20009

 

5,580,969.254

  

23.97

%

   

Morgan Stanley DW Inc.

Harborside Financial Center
Plaza 3, 6th Floor

Jersey City, NJ 07311

 

5,580,969.254

  

11.74

%

   

Morgan Stanley Co.

FBO James B. Cowperthwait

IRA Rollover

50 Fairfield Road

Greenwich, CT 06830

 

5,580,969.254

  

8.77

%

   

Morgan Stanley Co.

FBO Mariposa Foundation Inc.

1221 Avenue of the Americas

New York, NY 10020

 

5,580,969.254

  

5.40

%

 

B-20


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 

International Fixed Income: Inst

 

Morgan Stanley DW Inc.

Harborside Financial Center
Plaza 3, 6th Floor

Jersey City, NJ 07311

 

9,835,743.124

  

55.59

%

   

Charles Schwab & Co. Inc.

Attn: Mutual Funds

101 Montgomery St.

San Francisco, CA 94104

 

9,835,743.124

  

21.72

%

   

Western Metal Industry

Pension Fund

c/o Miller Anderson & Sherrerd

One Tower Bridge

West Conshohocken, PA 19428

 

9,835,743.124

  

10.54

%

   

Wendel & Co. 202645

c/o The Bank of New York

Mutual Fund/Reorg Dept.

P.O. Box 1066

Wall Street Station

 

9,835,743.124

  

5.90

%

Invest Grade Fixed Income: Adv

 

Morgan Stanley Co.

FBO Burton D. Cohen

3912 Zenith Ave. South

Minneapolis, MN 55410

 

139,085.141

  

28.39

%

   

Morgan Stanley Co. FBO

C. Marks Hinton Jr.

ETFS IRA Rollover

49 Briar Hollow Lane, 1705

Houston, TX 77027

 

139,085.141

  

15.36

%

   

Morgan Stanley Co.

FBO Annmarie Demartino

IRA Rollover

420 Avenue L

Brooklyn, NY 11230

 

139,085.141

  

11.01

%

   

Morgan Stanley Co.

FBO Thane T. Sponsel Jr. TTEE

U A D 4 14 94

1200 Binz, Suite 840

Houston, TX 77004

 

139,085.141

  

6.89

%

   

Morgan Stanley Co.

FBO Thane T. Sponsel Jr. TTEE

U A D 4 14 94

1200 Binz, Suite 840

Houston, TX 77004

 

139,085.141

  

6.89

%

 

B-21


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 
   

Null

Null

Null

Null

Null

 

139,085.141

  

6.66

%

Invest Grade Fixed Income: Inst

 

Mac & Co.

A/C Mswf4000052

Mutual Funds Operations

P.O. Box 3198

Pittsburgh, PA 15230-3198

 

48,263,906.065

  

22.90

%

   

Morgan Stanley DW Inc.

Harborside Financial Center
Plaza 3, 6th Floor

Jersey City, NJ 07311

 

48,263,906.065

  

16.31

%

   

HUBCO

CO Regions Financial Corp.

P.O. Box 830688

Birmingham, Al 35283-0688

 

48,263,906.065

  

9.28

%

   

Mercantile Safe Deposit & Trust

Attn: Mutual Funds A/C 2695302

766 Old Hammonds Ferry Rd.

Linthicum, MD 21090

 

48,263,906.065

  

6.49

%

Limited Duration: Inst

 

Morgan Stanley DW Inc.

Harborside Financial Center

Plaza 3, 6th Floor

Jersey City, NJ 07311

 

51,076,647.642

  

73.93

%

Mid-Cap Growth: Adv

 

Fidelity Investments Institutional

Operations Co. FIIOC as Agent

100 Magellan Way, KWLC

Covington, KY 41015

 

28,463,561.698

  

62.07

%

   

Merrill Lynch Trust Co. TTEE

FBO Qualified Retirement Plans

Attn: Jerry Stone

265 Davidson Ave.

Somerset, NJ 08873

 

28,463,561.698

  

18.51

%

   

VALIC

c/o American General

2919 Allen Pkwy., L7-01

Houston, TX 77019

 

28,463,561.698

  

5.03

%

Mid-Cap Growth: Inst

 

Fidelity Investments Institutional

Operations FIIOC as Agent

100 Magellan Way KWIC

Covington, KY 41015

 

32,991,410.393

  

40.53

%

 

B-22


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 
   

Mac Co.

A/C Tucf8748672

Mutual Fund Operations

P.O. Box 3198

Pittsburgh, PA 15230-3198

 

32,991,410.393

  

8.09

%

   

Charles Schwab & Co. Inc.

Special Custody Account

Attn: Mutual Funds

101 Montgomery St.

San Francisco, CA 94104

 

32,991,410.393

  

6.86

%

   

Mac & Co.

A/C Mswf4000202

P.O. Box 3198

Pittsburgh, PA 15230-3198

 

32,991,410.393

  

6.73

%

   

Nationwide Insurance Company QPVA

Attn: IPO Portfolio Accounting

P.O. Box 182029

Columbus, OH 43218-2029

 

32,991,410.393

  

5.85

%

Mid-Cap Value: Adv

 

Fidelity Investments Institutional

Operations Co FIIOC as Agent

100 Magellan Way, KWLC

Covington, KY 41015

 

5,505,183.073

  

25.58

%

   

T. Rowe Price Trust Co.

FBO Alliance Partners

RPS Asset Reconciliation

P.O. Box 17215

Baltimore, MD 21297-7215

 

5,505,183.073

  

15.85

%

   

The Union Central Life Insurance Company—Group
Separate Account

Attn: Roberta Ujuary

1876 Waycross Rd.

Cincinnati, OH 45240

 

5,505,183.073

  

11.99

%

   

Mellon Bank as Agent/Omnibus Account
Omnibus Aim 026 0027

135 Santilli Hwy.

Everett, MA 02149-1950

 

5,505,183.073

  

8.79

%

   

Charles Schwab & Co. Inc.

Special Custody FBO Customers

101 Montgomery St.

San Francisco, CA 94104

 

5,505,183.073

  

7.76

%

 

B-23


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 
   

Colorado County Officials & Employees
Retirement Association CCOERA

Suite 400

4949 S. Syracuse St.

Denver, CO 80237

 

5,505,183.073

  

5.46

%

Mid-Cap Value: Inst

 

The Northern Trust Company

FBO Ameren Corp. Defined Cont. Plan

P.O. Box 92994

Chicago, IL 60675

 

30,618,883.153

  

18.09

%

   

The Bank of New York as TTEE
for The BF Goodrich Co.

Master Trust

Attn: Thomas Macioce

12th Floor

New York, NY 10286

 

30,618,883.153

  

14.21

%

   

Charles Schwab & Co. Inc.

Special Custody Account

Attn: Mutual Funds

101 Montgomery St.

San Francisco, CA 94104

 

30,618,883.153

  

8.92

%

   

Mac & Co.

A/C Mswf4000092

P.O. Box 3198

Pittsburgh, PA 15230-3198

 

30,618,883.153

  

8.55

%

   

Fidelity Investments Institutional

Operations FIIOC as Agent

100 Magellan Way

Covington, KY 41015

 

30,618,883.153

  

6.94

%

Mid-Cap Value: Inv

 

Suntrust Bank Inc. TTEE

The Philadelphia Coca-Cola Bottling Co. 
Master TR—Furman Selz CM

A/C 11051301137302

P.O. Box 105870-Ctr3144

 

1,042,905.629

  

19.99

%

   

Pershing LLC

Attn: Mutual Funds

P.O. Box 2052

Jersey City, NJ 07303

 

1,042,905.629

  

17.52

%

   

HSBC Bank FBO TTEE

Roxboro Group Pension Plan

P.O. Box 1329

Buffalo, NY 14240-1329

 

1,042,905.629

  

11.40

%

 

B-24


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 
   

Reliance Trust Company Cust.

FBO Broadway Bancshares Inc.

Profit Sharing 401K Plan

Suite 200

3300 Northeast Expressway

 

1,042,905.629

  

9.21

%

   

Columbia Trust Company TTEE

FBO The Columbian Employees’ Psp.

Attn: Vicki Artis

1301 S.W. Fifth Ave.

Portland, OR 97201-5601

 

1,042,905.629

  

8.62

%

   

Invesco Trust Company TTEE

Scana Corporation Stock P.P.

P.O. Box 105779

Atlanta, GA 30348

 

1,042,905.629

  

7.08

%

   

Wilmington Trust Comp TTEE

Per Trust Agreement 1/1/97

For Playtex Products Inc.

A/C 40847-0

c/o Mutual Funds

P.O. Box 8882

 

1,042,905.629

  

6.42

%

   

Invesco Trust Company TTEE

Checkfree Corp 401K Plan

P.O. Box 105779

Atlanta, GA 30348

 

1,042,905.629

  

5.09

%

Multi-Asset Class: Inst

 

The Northern Trust Co.

FBO Emerson Electric

P.O. Box 92994

Chicago, IL 60675

 

3,795,283.307

  

94.29

%

Multi-Asset Class: Inv

 

KANO Profit Sharing Plan

Attn: Rhoads Zimmerman

P.O. Box 110098

Nashville, TN 37222

 

311,616.255

  

100.00

%

Municipal: Inst

 

Charles Schwab & Co. Inc.

Attn: Mutual Funds

101 Montogmery St.

San Francisco, CA 94104

 

23,711,547.317

  

21.50

%

   

Morgan Stanley DW Inc.

Harborside Financial Center

Plaza 3, 6th Floor

Jersey City, NJ 07311

 

23,711,547.317

  

10.83

%

   

Jr. Trueman Qualified Subchapter S Trust
Attn: Barbara Trueman

5490 Hayden Run Rd.

Hilliard, OH 43026

 

23,711,547.317

  

6.10

%

 

B-25


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 
   

Hines Investment Holdings

Limited Partnership

Attn: Mark Cummings

2800 Post Oak Blvd., Suite 4800

Houston, TX 77056

 

23,711,547.317

  

5.25

%

   

Barton M. Biggs

390 Riversville Rd.

Greenwich, CT 06830

 

23,711,547.317

  

5.21

%

   

Southwest Airlines Co.
401K Plan

c/o State Street Bank

Attn: Karen Albright

105 Rosemont Rd.

Westwood, MA 02090-2318

 

25,900,066.435

  

36.34

%

   

Northern Trust Co. as TTEE

FBO Allianz Defined Cont. Plan

P.O. Box 92956

Chicago, IL 60675

 

25,900,066.435

  

28.25

%

   

Southwest Airline Co.
Profit Sharing

c/o State Street Bank

Attn: Karen Albright

105 Rosemont Rd.

Westwood, MA 02090

 

25,900,066.435

  

11.66

%

Small-Cap Growth: Adv

 

Mac & Co.

A/C Aqtf8768252

Attn: Mutual Funds Operations

P.O. Box 3198

Pittsburgh, PA 15230-3198

 

11,095.423

  

84.87

%

   

National Financial Services Corporation

For Exclusive Benefit of Our Customers

Attn: Mutual Funds Dept.,
5th Floor

One World Financial Center

New York, NY 10281

 

11,095.423

  

15.13

%

Small-Cap Growth: Inst

 

Mac & Co.

A/C Mswf4000232

P.O. Box 3198

Pittsburgh, PA 15230-3198

 

3,475,390.584

  

12.09

%

   

PFPC FBO LPL
Supermarket Program

Attn: Kop-Lpl

211 South Gulph Road

King of Prussia, PA 19406

 

3,475,390.584

  

11.91

%

 

B-26


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 
   

Fidelity Investments Institutional

Operations FIIOC as Agent

100 Magellan Way

Covington, KY 41015

 

3,475,390.584

  

10.95

%

   

Morgan Stanley Co.

FBO Hook Investments LLC

Suite 1650

Tulsa, OK 74135

 

3,475,390.584

  

8.58

%

   

National Financial Services Corp.

FBO Their Customers

Church Street Station

New York, NY 10008-3908

 

3,475,390.584

  

7.16

%

   

Morgan Stanley Co.

FBO PM Operating
Subsidiary Ltd.

Attn: Anne M. Smalling

12112 Technology Blvd., 100

Austin, TX 78727

 

3,475,390.584

  

6.55

%

Small-Cap Value: Adv

 

Fidelity Investments Institutional

Operations Co. FIIOC as Agent

100 Magellan Way KWLC

Covington, KY 41015

 

3,183,302.860

  

45.29

%

   

Putnam Fiduciary Trust Co. TTEE

FBO Koch Industries Inc.

Attn: D.C. Plan Admin Team

One Investors Way, MS N2E

Norwood, MA 02062

 

3,183,302.860

  

17.66

%

   

Mac & Co.

A/C Sbkf97c4082

Attn: Mutual Funds Operations

P.O. Box 3198

Pittsburgh, PA 15230-3198

 

3,183,302.860

  

13.13

%

Small-Cap Value: Inst

 

Fidelity Investments Institutional

Operations FIIOC as Agent

100 Magellan Way

Covington, KY 41015

 

28,889,986.612

  

18.91

%

   

Morgan Stanley DW Inc.

Harborside Financial Center

Plaza 3, 6th Floor

Jersey City, NJ 07311

 

28,889,986.612

  

17.06

%

   

The Northern Trust Company TTEE

FBO Silicon Graphics

P.O. Box 92994

Chicago, IL 60675

 

28,889,986.612

  

6.52

%

 

B-27


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 
   

Mac Co.

A/C Finf1504002

Mutual Fund Operations

P.O. Box 3198

Pittsburgh, PA 15230-3198

 

28,889,986.612

  

6.15

%

   

Mac & Co.

A/C Mswf4000102

P.O. Box 3198

Pittsburgh, PA 15230-3198

 

28,889,986.612

  

5.64

%

Strategic Small Value: Inst

 

Morgan Stanley DW Inc.

Harborside Financial Center

Plaza 3, 6th Floor

Jersey City, NJ 07311

 

3,215,093.411

  

94.42

%

U.S. Core Fixed Income: Adv

 

American Express Trust Company FBO

The Benefit of American Express Trust
Retirement Services Plans

996 AXP Financial Center

Minneapolis, MN 55474

 

1,015,240.611

  

95.30

%

U.S. Core Fixed Income: Inst

 

Fidelity Investments Institutional

Operations FIIOC as Agent

100 Magellan Way KWLC

Covington, KY 41015

 

30,487,901.371

  

32.82

%

   

Dean Witter Reynolds Inc.

Harborside Financial Center

Plaza 3, 6th Floor

Jersey City, NJ 07311

 

30,487,901.371

  

18.84

%

   

Lockheed Martin

Investment Management Company

Attn: David C. Toth

6705 Rockledge Dr., Suite 550

Bethesda, MD 20817

 

30,487,901.371

  

9.97

%

   

The World Bank

1818 H Street N.W.

Washington, D.C. 20433

 

30,487,901.371

  

7.84

%

   

Ministers And Missionaries Benefit Board
of the American Baptist Churches
Morgan Stanley Asset Mgmt.

1221 Avenue of the Americas

New York, NY 10020

 

30,487,901.371

  

6.41

%

 

B-28


Company and Portfolio


 

Name and Address

of Beneficial Owner


 

Amount of Shares Beneficially Owned


  

Percent of Class


 
   

Fidelity Management Trust Co.

as Trustee For US Airways Inc.—Cap Growth

Attn: Trust Operations—H10C

82 Devonshire St.

Boston, MA 02109

 

30,487,901.371

  

6.00

%

Value: Adv

 

State Street Bank TTEE

FBO 200 Newport Avenue

JQ6N

North Quincy, MA 02171

 

37,784,092.777

  

70.63

%

   

Fidelity Investments

Institutional Operations Co. FIIOC as Agent for

100 Magellan Way KWLC

Covington, KY 41015

 

37,784,092.777

  

24.04

%

Value: Inst

 

Charles Schwab & Co. Inc.

Special Custody Account

Attn: Mutual Funds

101 Montgomery St.

San Francisco, CA 94104

 

41,005,729.925

  

39.89

%

   

Mac & Co.

A/C Mswf4000162

P.O. Box 3198

Pittsburgh, PA 15230-3198

 

41,005,729.925

  

11.21

%

   

Norwest Bank TTEE FBO

County of Los Angeles 401K Savings Plan
Attn Great-West Life & Annuity

8515 East Orchard Rd.

Attn: 2T2

Englewood, CO 80111

 

41,005,729.925

  

5.58

%

Value: Inv

 

Chase Manhattan Bank TTEE

for New York State Deferred Comp. Plan

Attn: Gladstone Stephenson

3 Chase Metrotech Center, 6th Floor
Brooklyn, NY 11245

 

1,810,596.223

  

91.44

%

   

The Clovernook Center

Attn: VP of Finance

7000 Hamilton Avenue

Cincinnati, OH 45231

 

1,810,596.223

  

7.38

%

 

B-29


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