PROSPECT MEDICAL HOLDINGS INC - S-1 - 20050513 - SELLING_SHAREHOLDERS
SALES BY SELLING STOCKHOLDERS
The selling stockholders are offering under this prospectus a total of 2,718,284 shares of Prospect Medical Holdings common stock. The following table is based on
information supplied to us by the selling stockholders. The table sets forth, as of the date of the prospectus, the name of each of the selling stockholders, the number of shares of common stock that
each selling stockholder beneficially owns as of May 9, 2005, the number of shares of common stock beneficially owned by each selling stockholder that may be offered for sale from time to time
by this prospectus and the number of shares and percentage of common stock to be held by each such selling stockholder assuming the sale of all the common stock offered hereby.
Except
as indicated, none of the selling stockholders has held any position or office or had a material relationship with Prospect Medical Holdings other than as a result of the
ownership of Prospect Medical Holdings common stock. Prospect Medical Holdings may amend or supplement this prospectus from time to time to update the disclosures set forth herein.
Name of Selling Stockholder
Securities
Beneficially
Owned Prior to
Offering(1)
Securities
Offered
for Sale
Securities
Beneficially
Owned After
Offering(2)
Percentage
Ownership After
Offering(3)
Adair, Lincoln & Adair, Sally
5,000.
5,000.
0
*
C.R. Alexander TTEE, C.R. Alexander Trust dtd 9/4/79(4)
4,545.455
4,545.455
0
*
Al-Mousa,Waddah
8,181.82
8,181.82
0
*
Amco Investments Ltd.
30,000.
30,000.
0
*
Anderson AA, LP
4,000.
4,000.
0
*
Blue & Gold Enterprises LLC(5)
60,000.
60,000.
0
*
Anasazi Partners III, LLC(6)
10,000.
10,000.
0
*
Anasazi Partners III Offshore Ltd.(6)
10,000.
10,000.
0
*
Baker, Christopher
20,000.
20,000.
0
*
Joe N. & Jamie Behrendt Revocable Trust 10/20/96(7)
5,000.
5,000.
0
*
Bell, Lon
20,000.
20,000.
0
*
Bennie, Robert
5,000.
5,000.
0
*
Benton, Jeffrey
20,000.
20,000.
0
*
Robert Berger T/A Retail Advisory Group(8)
2,000.
2,000.
0
*
Berger, Roger
2,000.
2,000.
0
*
Delaware Charter GTY & TR C/F Sep IRA Istvan Boksay M.D.(9)
2,727.273
2,727.273
0
*
Delaware Charter G&T Co FBO Elizabeth H. Bone SEP IRA(10)
3,000.
3,000.
0
*
Santa Olivia Properties, LLC(11)
20,000.
20,000.
0
*
Performance Capital Group, LLC(12)
20,000.
20,000.
0
*
Burris, Don
2,000.
2,000.
0
*
Cadenasso, Richard & Marian
5,000.
5,000.
0
*
Callahan, William J. & Joan M.
40,000.
40,000.
0
*
Caspersson, Jr., Sten
2,727.273
2,727.273
0
*
Chiamulera, Paul
2,000.
2,000.
0
*
Gallenberger, Linda
45,000.
45,000.
0
*
Christie, James F.
3,000.
3,000.
0
*
CIBC Trust Company (Bahamas) Limited as Trustee of T-555
175,000.
175,000.
0
*
96
Cleary, John
4,600.
4,600.
0
*
Cohen, Stephen
4,000.
4,000.
0
*
J.M.O Colton(13)
2,000.
2,000.
0
*
Conroy, Kevin
20,000.
20,000.
0
*
Paul Cosgrave Retirement Plan(14)
9,090.91
9,090.91
0
*
Kenneth & Sharon Crouse Trust(15)
3,636.36
3,636.36
0
*
D' Addario, David
4,545.46
4,545.46
0
*
Davis, Bruce A & Barbara K
4,000.
4,000.
0
*
Delore, Gerard
2,000.
2,000.
0
*
Dent, David
20,000.
20,000.
0
*
DeWaay Holding Co.
5,000.
5,000.
0
*
Spencer Trask Private Equity Fund II(16)
40,909.09
40,909.09
0
*
Spencer Trask Private Equity Accredited Fund III, LLC(17)
51,818.184
51,818.184
0
*
Spencer Trask Illumination Fund(18)
49,090.91
49,090.91
0
*
Garfield Associates LLC(19)
4,545.455
4,545.455
0
*
Spencer Trask Private Equity Fund I(20)
81,818.18
81,818.18
0
*
Lincoln Associates LLC(21)
4,545.455
4,545.455
0
*
Duch, Michael R. & Deborah
4,545.455
4,545.455
0
*
FTC & Co., Nominee FBO Wayne Edgerton—FT IRA(22)
10,000.
10,000.
0
*
First Tracks Equity Ventures, Inc.(23)
20,000.
20,000.
0
*
Bel Air Associates, LLC(24)
9,090.909
9,090.909
0
*
Epstein, David
4,546.
4,546.
0
*
Fabiani, Joseph
3,500.
3,500.
0
*
Donald Farley Inter-Vivos Trust, U/A/D 7/31/98(25)
9,090.909
9,090.909
0
*
Robert & Jeanne Faust Trust(26)
3,636.36
3,636.36
0
*
Fenske, Reiner
5,000.
5,000.
0
*
Fenton, David M. & Elizabeth Jane
4,545.46
4,545.46
0
*
Meadowbrook Capital Corp. Profit Sharing Plan(27)
20,000.
20,000.
0
*
Finley, W. Thomas & Wendy W.
3,000.
3,000.
0
*
Finzi, Michel
4,000.
4,000.
0
*
Fleisig, Jonathan
40,000.
40,000.
0
*
Fragetti, Gerard
5,000.
5,000.
0
*
John P. Funkey Revocable Trust 2/26/90(28)
4,000.
4,000.
0
*
John P Funkey Revocable Trust 2/26/90(29)
5,000.
5,000.
0
*
Crisostomo B. Garcia Trust(30)
5,000.
5,000.
0
*
Gault, Harold
20,000.
20,000.
0
*
Denis R. Giblin (Dec'd) Trust(31)
2,000.
2,000.
0
*
Gilbert, Alfred
2,000.
2,000.
0
*
Gilbert, Alfred
2,000.
2,000.
0
*
Gilson, David
6,000.
6,000.
0
*
Ginsburg, Jerome
10,000.
10,000.
0
*
Goekjian, Samuel
5,000.
5,000.
0
*
Gould, Peter
5,000.
5,000.
0
*
97
Gozlan, Maurice & Stacy
5,500.
5,500.
0
*
Gross, Donald
4,545.455
4,545.455
0
*
The Brice T. Hall Family Trust(32)
3,000.
3,000.
0
*
Hartigan, Joseph & Mary Ellen
5,000.
5,000.
0
*
Robert Hauptfuhrer Family Partnership(33)
20,000.
20,000.
0
*
Harold A. Havekotte Inc. Pension Plan 11/28/80(34)
2,000.
2,000.
0
*
DCG&T c/f Robert G. Heidenreich IRA(35)
4,000.
4,000.
0
*
Fritas AS(36)
20,000.
20,000.
0
*
Hughey, Byron C & Julie L.
3,000.
3,000.
0
*
Hutchison, Ronald & Lisa
2,272.727
2,272.727
0
*
Cedar Cresent Holdings, Ltd.(37)
80,000.
80,000.
0
*
Johnson, Craig & Young, Kimberly
10,000.
10,000.
0
*
Kanter Family Foundation
45,000.
45,000.
0
*
Kanter, Joel S.(38)
5,000.
5,000.
0
*
Kanter, Joshua
5,000.
5,000.
0
*
John J. Kealy Revocable Trust dated 8/15/96, John J. Kealy Trustee(39)
3,000.
3,000.
0
*
Keenan, Steven & Marilyn
20,000.
20,000.
0
*
Kenny, TG
4,000.
4,000.
0
*
Delaware Charter G&T Co. FBO Benjamin King IRA(40)
5,000.
5,000.
0
*
Delaware Charter G&T Co. FBO Benjamin King IRA(41)
2,000.
2,000.
0
*
Klein, Robert
20,000.
20,000.
0
*
Klingenstein, William
40,000.
40,000.
0
*
Kokales, John
3,000.
3,000.
0
*
Kostal, Kenneth
4,545.46
4,545.46
0
*
Athanasios Koukoulis(42)
1,000.
1,000.
0
*
DCG&T Co. FBO Warren Kramer IRA(43)
4,000.
4,000.
0
*
Kroening, John C.
10,000.
10,000.
0
*
Lamb, J Allen
10,000.
10,000.
0
*
Lebwohl, Mark
5,000.
5,000.
0
*
DCG&T c/f Scott Leishman IRA Rollover(44)
2,272.727
2,272.727
0
*
Link, Matthew
2,000.
2,000.
0
*
Loegering, Charles
5,000.
5,000.
0
*
Mandell, Richard
5,000.
5,000.
0
*
Robert F. Mann Revocable Trust U/A/D 1/29/91(45)
2,000.
2,000.
0
*
Robert F. Mann Revocable Trust U/A/D 1/29/91(46)
3,000.
3,000.
0
*
Marsden, Malcolm
3,000.
3,000.
0
*
FTC & Co. Nominee FBO Sophia Martin(47)
5,272.73
5,272.73
0
*
FTC & Co. Nominee FBO Larry E. Martin(48)
9,000.
9,000.
0
*
Schreuder, Fredrik
10,000.
10,000.
0
*
Mernick, Robert
20,000.
20,000.
0
*
Mid-Pacific Investment Group
15,000.
15,000.
0
*
98
FTC & Co. Nominee FBO Rodney Miller(49)
3,636.36
3,636.36
0
*
Miller, Matthew
10,000.
10,000.
0
*
Milne, Lawrence W. & Debra J.
3,272.727
3,272.727
0
*
Milne, Lawrence W. & Debra J.
1,600.
1,600.
0
*
Delaware Charter Guarantee and Trust Co. FBO Richard Mish IRA(50)
2,272.727
2,272.727
0
*
Mish, Richard J.
2,272.727
2,272.727
0
*
Mittleman, Gary
5,000.
5,000.
0
*
Frank & Linda Mobley Trust(51)
4,000.
4,000.
0
*
E.A. Moos & CO LP(52)
20,000.
20,000.
0
*
Muster, Franz
10,000.
10,000.
0
*
Nance, Robert
2,000.
2,000.
0
*
Nichols, Michael
18,181.82
18,181.82
0
*
O.T. Finance, SA
5,000.
5,000.
0
*
Mel Okeon M.D. Med. Corp Profit Sharing Trust(53)
20,000.
20,000.
0
*
Oliphant, James
4,545.45
4,545.45
0
*
Olsen, Elizabeth
1,000.
1,000.
0
*
Omenn, Gilbert
10,000.
10,000.
0
*
Oppenheimer & Marchitelli Profit Sharing Plan(54)
3,000.
3,000.
0
*
Oppenheimer, Peter & Sandi
3,000.
3,000.
0
*
Orlando, John
10,000.
10,000.
0
*
Mallory M. Parmerlee Trust Share Mallory M. & Judy Parmerlee Co Trustees UTDA 3/7/89(55)
3,636.36
3,636.36
0
*
Parsons, Roger D.
4,000.
4,000.
0
*
Patel, Suresh
3,000.
3,000.
0
*
Perl, Sheldon & Ruth
10,000.
10,000.
0
*
Peterson, Ronald & Judy
20,000.
20,000.
0
*
The Paul F Petrus Rev Trust of 1988 UAD 4-15-88(56)
5,000.
5,000.
0
*
Radin, H.W.
10,000.
10,000.
0
*
Raju, Dr. V.J.L.K. & Dr. Govind S
4,545.455
4,545.455
0
*
Rigg, Mikell
4,545.455
4,545.455
0
*
Rothman, Elisha
10,000.
10,000
0
*
Russey, Richard
2,727.273
2,727.273
0
*
Saker, Wayne
10,000.
10,000.
0
*
Castlerigg Master Investment Ltd.(57)
300,000.
300,000.
0
*
Hanam Capital Corporation(58)
5,000.
5,000.
0
*
Allen H. Schaper Trust(59)
4,000.
4,000.
0
*
Scheffel, Richard
2,000.
2,000.
0
*
Schloss, Stephen
5,000.
5,000.
0
*
Schreuder, Fredrik
30,000.
30,000.
0
*
Schulman Associates
5,000.
5,000.
0
*
Schulman Associates
2,000.
2,000.
0
*
Schwartz, Larry
2,000.
2,000.
0
*
99
Schwartz-Giblin, Susan
2,000.
2,000.
0
*
Seiden, Donald
5,000.
5,000.
0
*
Sessoms, Allen
2,000.
2,000.
0
*
Shemaria, Barry
5,000.
5,000.
0
*
Shrawder, J. Edward
4,545.46
4,545.46
0
*
Sidhu, Harinder & Suzanne
5,000.
5,000.
0
*
Delaware Charter GTY & TR Penni Broersma Sodi(60)
2,272.727
2,272.727
0
*
Sweetland L.L.C.(61)
4,000.
4,000.
0
*
Soyak, James & Deborah
14,400.
14,400.
0
*
Stoecker, Randall
9,090.91
9,090.91
0
*
Strang, Robert
4,545.455
4,545.455
0
*
Sutton, Patrick
5,000.
5,000.
0
*
Ship Commodities International Inc.(62)
5,454.
5,454.
0
*
Ship Commodities International Inc.(63)
4,545.455
4,545.455
0
*
Thorpe, Kenneth E.
2,000.
2,000.
0
*
Tripodi, Daniel & Sharon
3,000.
3,000.
0
*
Delaware Charter Guarantee & Trust Co. c/f Charles T. Tully(64)
10,000.
10,000.
0
*
Sam V. Vail CGM IRA Rollover Custodian(65)
4,545.455
4,545.455
0
*
Darrell D. Vore & Marilyn Trust(66)
5,000.
5,000.
0
*
Wales, Thomas G.
4,000.
4,000.
0
*
Weinger, Jerry & Lili
20,000.
20,000.
0
*
Weir, Paul J.
4,545.455
4,545.455
0
*
Weisbeck, Kevin
3,000.
3,000.
0
*
Weissman, Walt
36,364.
36,364.
0
*
Wells, Bill G. & Anita J
5,000.
5,000.
0
*
Wells Yachts Inc. Pen/Plan DTD 1/1/83, Clinton Wells TTEE(67)
2,000.
2,000.
0
*
William C. Wetzel TTEE for the Livingston, Berger, Brandt & Schroeder Self Employment Ret Plan DTD 9/30/94 FBO Richard E. Stites(68)
5,000.
5,000.
0
*
DIYR Plans Inc. Money Purchase Plan Trust as adopted by Don Wheeler Enterprises, Inc.(69)
20,000.
20,000.
0
*
Williams, Clinton
2,000.
2,000.
0
*
Ralph C. Wintrode Trust dtd May 9, 2001(70)
4,000.
4,000.
0
*
Lester O. Wuerfl Tr.(71)
3,545.46
3,545.46
0
*
Alexander, Bruce
4,077+
4,077+
0
*
Aquilina, Charles
680+
680+
0
*
Aquino, Arnel
680+
680+
0
*
Aviles, Sharon
846+
846+
0
*
Bachthaler, Helen
272+
272+
0
*
Baselice, Donna
2,039+
2,039+
0
*
Baumberger, Roger
4,077+
4,077+
0
*
Benedict, James
4,077+
4,077+
0
*
100
Cabo, Laura
252+
252+
0
*
Caffarone, Deanna
680+
680+
0
*
Cardone, Scott
680+
680+
0
*
Cates, Troy
680+
680+
0
*
Cubeiro-Iglesias, Rosa
475+
475+
0
*
De Vienne, Arnaud
1,427+
1,427+
0
*
DeWaay Holding Co LP
5,112+
5,112+
0
*
DiGiacinto, David
4,077+
4,077+
0
*
Dioguardi, William
7,411+
7,411+
0
*
Donahue, Heather
867+
867+
0
*
Ellis, Diann
680+
680+
0
*
Farley, Donald
4,757+
4,757+
0
*
Gatti Jr., Joseph
680+
680+
0
*
Goldblatt, Janine
680+
680+
0
*
Hanley, Tara
680+
680+
0
*
Happel, Kathryn
152+
152+
0
*
Harrigan, Todd
4,374+
4,374+
0
*
Heidenreich, John
1,213+
1,213+
0
*
Hermann, Timothy
6,946+
6,946+
0
*
Heuer, Kenneth
1,586+
1,586+
0
*
Higgins, John
6,116+
6,116+
0
*
Hochman, David
4,757+
4,757+
0
*
Hoffmann, Susan
2,008+
2,008+
0
*
Landskowsky, David
680+
680+
0
*
Latchford, Paul
4,757+
4,757+
0
*
Lederer, William
1,586+
1,586+
0
*
Lerer, Bruno
4,757+
4,757+
0
*
Liberty Associates
400+
400+
0
*
Loury, Kirk
86+
86+
0
*
Luken, Ronald
4,077+
4,077+
0
*
Manning, Robert
1,586+
1,586+
0
*
McCarthy, Erika
680+
680+
0
*
Meinichuk, Rosemarie
692+
692+
0
*
Michael, David
206+
206+
0
*
Mish, Richard
6,431+
6,431+
0
*
Nicholson, Steve
466+
466+
0
*
Olsen, Elizabeth
2,039+
2,039+
0
*
Paul, Eric
2,039+
2,039+
0
*
Peress, Tanya
680+
680+
0
*
Phillips, Jessica
2,039+
2,039+
0
*
Piccinonno, Angela
408+
408+
0
*
Porfeli, Joseph
4,757+
4,757+
0
*
Provence, Alida
680+
680+
0
*
Ramlall, Richard
4,077+
4,077+
0
*
Read, Susan
680+
680+
0
*
Rubenstein, Eric
389+
389+
0
*
Santos, Antonio
680+
680+
0
*
101
Schulte, Scott
2,468+
2,468+
0
*
Segal, Aaron
7,320+
7,320+
0
*
Segura, Spencer
115,262+
115,262+
0
*
Siek, Michael
15,485+
15,485+
0
*
Silverman, Michael
2,340+
2,340+
0
*
Snelling, Allen
9,360+
9,360+
0
*
Soler, Lydia
1,386+
1,386+
0
*
Spencer Trask & Co.
89,919+
89,919+
0
*
Spongberg, Donald
11,188+
11,188+
0
*
Stern, Adam
58,120+
58,120+
0
*
Terzini, Christopher
2,039+
2,039+
0
*
Thomas, Matthew
5,842+
5,842+
0
*
Vail, Samuel
5,549+
5,549+
0
*
VSR Financial Services Inc.
430+
430+
0
*
Waters, Rachael
680+
680+
0
*
Wisotsky, Joshua
2,394+
2,394+
0
*
Woodfield, William
3,398+
3,398+
0
*
Zervoulei, Carol
1,757+
1,757+
0
*
*
Less
than 1%.
+
Issuable
upon the conversion of Preferred Stock that is purchasable upon exercise of warrants.
(1)
Except
as otherwise noted herein, the number and percentage of shares beneficially owned is determined in accordance with Rule 13d-3 of the Exchange
Act, and the information is not necessarily indicative of beneficial ownership for any other purpose. Under such rule, beneficial ownership includes any shares as to which the individual has sole or
shared voting power or investment power and also any shares which the individual has the right to acquire within 60 days of the date of this prospectus through the exercise of any stock option
or other right. Unless otherwise indicated in the footnotes, each person has sole voting and investment power, or shares such powers with his or her spouse, with respect to the shares shown as
beneficially owned.
(2)
Assumes
the sale of all shares of common stock offered hereby.
(3)
Assumes
that a total of 6,621,355 shares of common stock will be outstanding at the completion of the offering (calculated by adding the 4,677,882 shares outstanding as
of May 9, 2004 and approximately 1,943,473 additional shares that will be issued upon the conversion of outstanding shares of Preferred Stock when the registration statement of which this
prospectus is a part is made effective.
(4)
Cliff
Alexander has investment and voting control over the shares held by C.R. Alexander TTEE, C.R. Alexander Trust dtd 9/4/79
(5)
Steve
Antebi has investment and voting control over the shares held by Blue & Gold Enterprises LLC
(6)
Christopher
Baker has investment and voting control over the shares held by Anasazi Partners III, LLC and Anasazi Partners III Offshore Ltd.
(7)
Joe &
Jamie Behrendt have investment and voting control over the shares held by Joe N. & Jamie Behrendt Revocable Trust 10/20/96
102
(8)
Robert Berger
has investment and voting control over the shares held by Roger Berger T/A Retail Advisory Group
(9)
Istvan
Boksay has investment and voting control over the shares held by Delaware Charter GTY & TR C/F Sep IRA Istvan Boksay M.D.
(10)
Elizabeth
Bone has investment and voting control over the shares held by Delaware Charter G&T Co FBO Elizabeth H. Bone SEP IRA
(11)
James
Bonvissuto has investment and voting control over the shares held by Santa Olivia Properties, LLC
(12)
Matthew
Brand has investment and voting control over the shares held by Performance Capital Group, LLC
(13)
Jessee
Colton has investment and voting control over the shares held by J.M.O Colton
(14)
Paul Cosgrave
has investment and voting control over the shares held by Paul Cosgrave Retirement Plan
(15)
Kenneth &
Sharon Crouse have investment and voting control over the shares held by Kenneth & Sharon Crouse Trust
(16)
William
Dioguardi has investment and voting control over the shares held by Spencer Trask Private Equity Fund II
(17)
William
Dioguardi has investment and voting control over the shares held by Spencer Trask Private Equity Accredited Fund III, LLC
(18)
William
Dioguardi has investment and voting control over the shares held by Spencer Trask Illumination Fund
(19)
William
Dioguardi has investment and voting control over the shares held by Garfield Associates LLC
(20)
William
Dioguardi has investment and voting control over the shares held by Spencer Trask Private Equity Fund I
(21)
William
Dioguardi has investment and voting control over the shares held by Lincoln Associates LLC
(22)
Wayne
Edgerton has investment and voting control over the shares held by FTC & Co., Nominee FBO Wayne Edgerton—FT IRA
(23)
Arlo
Ellison has investment and voting control over the shares held by First Tracks Equity Ventures, Inc.
(24)
Jerry
Engel has investment and voting control over the shares held by Bel Air Associates, LLC
(25)
Donald
Farley has investment and voting control over the shares held by Donald Farley Inter-Vivos Trust, U/A/D 7/31/98
(26)
Robert &
Jeanne Faust have investment and voting control over the shares held by Robert & Jeanne Faust Trust
(27)
Louis
Ferrari has investment and voting control over the shares held by Meadowbrook Capital Corp. Profit Sharing Plan
(28)
John P.
Funkey has investment and voting control over the shares held by John P. Funkey Revocable Trust 2/26/90
103
(29)
John P.
Funkey has investment and voting control over the shares held by John P Funkey Revocable Trust 2/26/90
(30)
Crisostomo B.
Garcia has investment and voting control over the shares held by Crisostomo B. Garcia Trust
(31)
Denis
R. Giblin has investment and voting control over the shares held by Denis R. Giblin (Dec'd) Trust
(32)
Brice T.
Hall has investment and voting control over the shares held by The Brice T. Hall Family Trust
(33)
Robert Hauptfuhrer
has investment and voting control over the shares held by Robert Hauptfuhrer Family Partnership
(34)
Harold A.
Havekotte has investment and voting control over the shares held by Harold A. Havekotte Inc. Pension Plan 11/28/80
(35)
Robert G.
Heidenreich has investment and voting control over the shares held by DCG&T c/f Robert G. Heidenreich IRA
(36)
Ove
Hoegh has investment and voting control over the shares held by Fritas AS
(37)
Ezzat
Jallad has investment and voting control over the shares held by Cedar Cresent Holdings, Ltd.
(38)
Joel S.
Kanter is a director of Prospect Medical Holdings
(39)
John J.
Kealy has investment and voting control over the shares held by John J. Kealy Revocable Trust dtd 8/15/96 John J. Kealy TTEE
(40)
Benjamin
King has investment and voting control over the shares held by Delaware Charter G&T Co. FBO Benjamin King IRA
(41)
Benjamin
King has investment and voting control over the shares held by Delaware Charter G&T Co. FBO Benjamin King IRA
(42)
Tommy
Koukoulis has investment and voting control over the shares held by Athanasios Koukoulis
(43)
Warren
Kramer has investment and voting control over the shares held by DCG&T Co. FBO Warren Kramer IRA
(44)
Scott
Leishman has investment and voting control over the shares held by DCG&T c/f Scott Leishman IRA Rollover
(45)
Robert F.
Mann has investment and voting control over the shares held by Robert F. Mann Revocable Trust U/A/D 1/29/91
(46)
Robert F.
Mann has investment and voting control over the shares held by Robert F. Mann Revocable Trust U/A/D 1/29/91
(47)
Sophia
Martin has investment and voting control over the shares held by FTC & Co. Nominee FBO Sophia Martin
(48)
Larry E.
Martin has investment and voting control over the shares held by FTC & Co. Nominee FBO Larry E. Martin
(49)
Rodney
Miller has investment and voting control over the shares held by FTC & Co. Nominee FBO Rodney Miller
104
(50)
Richard Mish
has investment and voting control over the shares held by Delaware Charter Guarantee and Trust Co. FBO Richard Mish IRA
(51)
Frank
Mobley has investment and voting control over the shares held by Frank & Linda Mobley Trust
(52)
Edward
Moos has investment and voting control over the shares held by E.A. Moos & CO LP
(53)
Mel
Okeon has investment and voting control over the shares held by Mel Okeon M.D. Med. Corp Profit Sharing Trust
(54)
Roberto
Marchitelli has investment and voting control over the shares held by Oppenheimer & Marchitelli Profit Sharing Plan
(55)
Mallory
M. Parmerlee has investment and voting control over the shares held by Mallory M. Parmerlee Trust Share Mallory M. & Judy Parmerlee Co Trustees UTDA
3/7/89
(56)
Paul Petrus
has investment and voting control over the shares held by THE PAUL F PETRUS REV TRUST OF 1988 UAD 4-15-88
(57)
Thomas Sandell
has investment and voting control over the shares held by Castlerigg Master Investment Ltd.
(58)
Robert Schairer
has investment and voting control over the shares held by Hanam Capital Corporation
(59)
Allen H.
Schaper has investment and voting control over the shares held by Allen H. Schaper Trust
(60)
Penni
Sodi has investment and voting control over the shares held by Delaware Charter GTY & TR Penni Broersma Sodi
(61)
Louis
Southworth has investment and voting control over the shares held by Sweetland L.L.C.
(62)
Celia
Tate has investment and voting control over the shares held by Ship Commodities International Inc.
(63)
Celia
Tate has investment and voting control over the shares held by Ship Commodities International Inc.
(64)
Chuck
Tully has investment and voting control over the shares held by Delaware Charter Guarantee & Trust Co. c/f Charles T. Tully
(65)
Sam
Vail has investment and voting control over the shares held by Sam V. Vail CGM IRA Rollover Custodian
(66)
Darrell
D. Vore has investment and voting control over the shares held by Darrell D. Vore & Marilyn Trust
(67)
Clinton
Wells has investment and voting control over the shares held by Wells Yachts Inc. Pen/Plan DTD 1/1/83, Clinton Wells TTEE
(68)
William
Wetzel has investment and voting control over the shares held by William C. Wetzel TTEE for the Livingston, Berger, Brandt & Schroeder Self Employment
Ret Plan DTD 9/30/94 FBO Richard E. Stites
(69)
Donald
Wheeler has investment and voting control over the shares held by DIYR Plans Inc. Money Purchase Plan Trust as adopted by Don Wheeler
Enterprises, Inc.
(70)
Ralph
Wintrode has investment and voting control over the shares held by Ralph C. Wintrode Trust dtd May 9, 2001
(71)
Lester
O. Wuerfl has investment and voting control over the shares held by Lester O. Wuerfl Tr.
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