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The following is an excerpt from a S-4/A SEC Filing, filed by PARTNERS TRUST FINANCIAL GROUP INC on 5/7/2004. |
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PARTNERS TRUST FINANCIAL GROUP INC - S-4/A - 20040507 - BENEFICIAL_OWNERS
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Number of
Shares
Received
in
Exchange for
Partners Trust
Financial Group
Common Stock
(2)
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Proposed Purchases of
Stock in the Offering
(1)
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Total Common Stock
to be Held
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Name of Beneficial Owner
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Number of
Shares
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Amount
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Number of
Shares
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Percentage of
Total
Outstanding
(3)
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Robert W. Allen
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139,180
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10,000
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$
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100,000
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149,180
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0.3
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%
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Richard F. Callahan
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110,081
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3,000
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30,000
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113,081
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0.2
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Steven A. Covert
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202,873
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7,500
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75,000
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210,373
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0.4
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William C. Craine
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211,509
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10,000
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100,000
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221,509
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0.4
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Elizabeth B. Dugan
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54,676
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2,000
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20,000
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56,676
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0.1
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Richard R. Griffith
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44,805
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2,500
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25,000
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47,305
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0.1
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Gordon M. Hayes, Jr.
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31,342
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3,000
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30,000
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34,342
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0.1
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William M. Le Beau
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151,872
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—
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—
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151,872
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0.3
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Nicholas O. Matt
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44,796
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3,000
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30,000
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47,796
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0.1
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Marybeth K. McCall
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51,234
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5,000
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50,000
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56,234
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0.1
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David A. Niermeyer
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82,998
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10,000
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100,000
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92,998
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0.2
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Daniel J. O’Toole
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47,712
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7,500
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75,000
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55,212
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0.1
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Howard W. Sharp
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612,571
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10,000
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100,000
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622,571
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1.2
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William L. Schrauth
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35,173
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3,500
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35,000
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38,673
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0.1
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John B. Stetson
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68,233
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2,000
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20,000
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70,233
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0.1
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Dwight E. Vicks, Jr.
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74,178
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10,000
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100,000
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84,178
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0.2
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John R. Zapisek
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70,264
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5,000
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50,000
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75,264
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0.1
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John A. Zawadzki
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259,682
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10,000
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100,000
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269,682
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0.5
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Total for Directors
and Executive
Officers (18 persons)
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2,293,179
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104,000
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$
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1,040,000
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2,397,179
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4.6
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%
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