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The following is an excerpt from a SB-2 SEC Filing, filed by NATIONAL SCIENTIFIC CORP/AZ on 6/24/2004.
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NATIONAL SCIENTIFIC CORP/AZ - SB-2 - 20040624 - BENEFICIAL_OWNERS
 
 
Number of Shares Offered Under This Offeri ng  
 
 
 
   
     
 
   
 
   
 
   
Number of   

 

 

 

 

 

 

 

 

 

 

 

 

 

Shares Offered By   

 

 

 

 

 

 

 

Number of Shares  

 

 

Number Of Shares

 

 

Selling Securityholder

 

 

 

 

 

 

 

Beneficially Owned  

 

 

Offered By Selling

 

 

 Upon Exercise

 

 

Percent of

 

Selling Securityholders

 

 

Before Offering (1)
 

 

Securityholder

 

 

 of Warrants (2)
 

 

Class (3)
 

 
 
 
 
 
James C. Collings
   
27,275
   
27,275
   
20,456
   
*
 
Michael Bray & Mary A. Bray
   
55,000
   
55,000
   
41,250
   
*
 
Michael A. Mohr & Denise A. Mohr
   
100,000
   
100,000
   
75,000
   
*
 
Paul E. Meyr Revocable Living Trust
   
140,000
   
140,000
   
105,000
   
*
 
Robert Marino
   
50,000
   
50,000
   
37,500
   
*
 
Douglas Spangler
   
45,454
   
45,454
   
34,091
   
*
 
Gerrard A. Rutter & Gillian T. Rutter
   
100,000
   
100,000
   
75,000
   
*
 
Strategic Working Capital Fund (4)
   
 
   
 
   
640,000
   
*
 
Richard F. Sands
   
 
   
 
   
950,000
   
*
 
Wayde Walker
   
 
   
 
   
303,069
   
*
 
Kevin Wilson
   
 
   
 
   
30,000
   
*
 
Richard Brewster
   
 
   
 
   
30,000
   
*
 
Rafael Vasquez
   
 
   
 
   
30,000
   
*
 
Matthew Eitner
   
 
   
 
   
30,000
   
*
 
Matthew Richard McGovern Living Trust Dated 7/28/2000, c/o Matthew R. McGovern - Trustee
   
 
   
 
   
377,250
   
*
 
Nathaniel Clay
   
 
   
 
   
20,000
   
*
 
William Poon
   
 
   
 
   
20,000
   
*
 
Shraga Faskowitz
   
 
   
 
   
20,000
   
*
 
Richard Michalski
   
 
   
 
   
10,000
   
*
 
Brian Smith
   
 
   
 
   
10,000
   
*
 
James Ahern
   
 
   
 
   
10,000
   
*
 
Scott Kenneth Steele
   
 
   
 
   
10,000
   
*
 
Anthony Miller
   
 
   
 
   
10,000
   
*
 
Alan Feldman
   
 
   
 
   
40,000
   
*
 
Charles Savage
   
 
   
 
   
151,226
   
*
 
David Bloom
   
 
   
 
   
10,000
   
*
 
Matthew E. Donohue
   
 
   
 
   
10,000
   
*
 
David Roth
   
 
   
 
   
10,500
   
*
 
Thomas Gaito
   
 
   
 
   
3,804
   
*
 
Kent Mitchell
   
 
   
 
   
10,000
   
*
 
Ian O’Brien Rupert
   
 
   
 
   
10,000
   
*
 
Jonathan Gutman
   
 
   
 
   
15,000
   
*
 
Michael R. Hamblett
   
 
   
 
   
93,823
   
*
 
Anthony J. Spatacco Jr.
   
 
   
 
   
46,912
   
*
 
Starboard Capital Markets, LLC
   
 
   
 
   
46,913
   
*
 
     
  
   
  
   
  
   
  
 
Subtotal by Share and Warrant Category
   
10,334,266
   
10,334,266
   
10,699,197
   
 
 
               
Grand Total (All Shares & Shares Underlying Warrants )
 
       
21,033,463         
22.13
%
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