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The following is an excerpt from a DEF 14A SEC Filing, filed by AES CORPORATION on 3/30/1999.
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AES CORP - DEF 14A - 19990330 - SECURITY_OWNERS

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS,
DIRECTORS, AND EXECUTIVE OFFICERS

The following table sets forth, as of February 2, 1999, the beneficial ownership of the Company's Common Stock by (a) each director and named executive officer,
(b) all directors and executive officers as a group and (c) all persons who own more than five percent (5%) of the Company's Common Stock. Unless otherwise indicated, each of the persons and group listed below has sole voting and dispositive power with respect to the shares shown.

                      NAME                           AGE
------------------------------------------------ ----------
SHARES BENEFICIALLY OWNED BY DIRECTORS AND EXECUTIVE
OFFICERS:
 Roger W. Sant .................................    67
 Dennis W. Bakke # .............................    53
 Alice F. Emerson +@ ...........................    67
 Robert F. Hemphill, Jr. %+ ....................    55
 Frank Jungers +@ ..............................    72
 John H. McArthur %+ ...........................    65
 Hazel R. O'Leary +% ...........................    62
 Thomas I. Unterberg %+ ........................    68
 Robert H. Waterman, Jr. +@# ...................    62
 Barry J. Sharp ................................    39
 Thomas A. Tribone .............................    46
 John R. Ruggirello ............................    48
 J. Stuart Ryan ................................    40
 All directors and executive officers as a group
  (25 persons) .................................
SHARES BENEFICIALLY OWNED BY OTHERS:
 BankAmerica Corporation ....................... Address:
 Capital Guardian Trust Company ................ Address:

                                                                                                   SHARES OF
                                                                                                  COMMON STOCK
                                                                POSITION HELD                     BENEFICIALLY         % OF
                      NAME                                     WITH THE COMPANY                   OWNED(1)(2)       CLASS(1)(2)
------------------------------------------------ ------------------------------------------- --------------------- ------------
SHARES BENEFICIALLY OWNED BY DIRECTORS AND EXECUTIVE OFFICERS:
 Roger W. Sant ................................. Chairman of the Board and Director                20,991,431(3)        11.85
 Dennis W. Bakke # ............................. President, Chief Executive Officer                18,230,041(4)        10.37
                                                 and Director
 Alice F. Emerson +@ ........................... Director                                              46,912              *
 Robert F. Hemphill, Jr. %+ .................... Director                                           1,668,004(5)           *
 Frank Jungers +@ .............................. Director                                           1,117,168(6)           *
 John H. McArthur %+ ........................... Director                                              14,379              *
 Hazel R. O'Leary +% ........................... Director                                               8,304              *
 Thomas I. Unterberg %+ ........................ Director                                           1,266,587(7)           *
 Robert H. Waterman, Jr. +@# ................... Director                                             650,446(8)           *
 Barry J. Sharp ................................ Senior Vice President and Chief Financial            382,834(9)           *
                                                 Officer
 Thomas A. Tribone ............................. Executive Vice President                             501,722              *
 John R. Ruggirello ............................ Senior Vice President                                218,209              *
 J. Stuart Ryan ................................ Senior Vice President                                411,754(10)          *
 All directors and executive officers as a group
  (25 persons) .................................                                                   52,646,063(11)       29.88
SHARES BENEFICIALLY OWNED BY OTHERS:
 BankAmerica Corporation ....................... 100 South Tryon Street                            11,498,733(12)        6.57
                                                 NationsBank Plaza
                                                 Charlotte, NC 28255
 Capital Guardian Trust Company ................ 11100 Santa Monica Boulevard                       9,589,850(13)        5.48
                                                 Los Angeles, CA 90025


% Member of the Financial Audit Committee.
+ Member of the Environmental, Safety and Social Responsibility Committee. @ Member of the Compensation Committee. # Member of the Nominating Committee.
* Shares held represent less than 1% of the total number of outstanding shares of Common Stock of the Company.

(1) Shares beneficially owned and deemed to be outstanding include Common Stock of the Company issued or issuable, on or before April 2, 1999, (a) upon exercise of outstanding options, (b) upon exercise of warrants, (c) under the Deferred Compensation Plan for Executive Officers, (d) under the Deferred Compensation Plan for Directors, (e) under The AES Corporation Profit Sharing and Stock Ownership Plan and the Employee Stock Ownership Plan and (f) under the Supplemental Retirement Plan.

(2) Includes (a) the following shares issuable upon exercise of options: Mr. Sant - 1,020,387 shares; Mr. Bakke - 760,549 shares; Mr. Sharp - 249,121 shares; Mr. Tribone - 295,890 shares; Mr. Ruggirello - 151,388 shares; Mr. Ryan - 343,563 shares; Dr. Emerson - 30,864 shares; Mr. Hemphill - 12,638 shares; Mr. Jungers - 24,998 shares; Mr. McArthur - 12,638 shares; Mrs. O'Leary - 6,458 shares; Mr. Unterberg - 24,998 shares; Mr. Waterman - 24,998 shares; all directors and executive officers as a group - 4,409,453 shares; (b) the following units issuable under the Deferred Compensation Plan for Executive Officers: Mr. Sant - 29,643 shares; all executive officers as a group - 29,643 shares; (c) the following units issuable under the Deferred Compensation Plan for Directors: Dr. Emerson - 7,186; Mr. Jungers - 80,720; Mr. McArthur - 1,741; Mrs. O'Leary - 1,496; Mr. Unterberg - 117,525; Mr. Waterman - 116,954; all directors as a group 325,622; (d) the following shares held in The AES Corporation Profit Sharing and Stock Ownership Plan and the Employee Stock Ownership Plan:
Mr. Sant - 292,924 shares;

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Mr. Bakke - 280,646 shares; Mr. Hemphill - 198,712 shares; Mr. Sharp - 45,848 shares; Mr. Tribone - 56,860 shares; Mr. Ruggirello - 31,852 shares; Mr. Ryan - 42,253 shares; all executive officers as a group - 1,458,926 shares; and (e) the following units issuable under the Supplemental Retirement Plan: Mr. Sant - 4,342; Mr. Bakke - 6,456; Mr. Hemphill - 1,298; Mr. Sharp - 1,183; Mr. Tribone - 1,452; Mr. Ruggirello - 576; Mr. Ryan - 1,135; all executive officers and directors as a group - 25,219.

(3) Includes 14,771,625 shares held jointly by Mr. Sant and his wife. Also includes 122,382 shares held by his wife, 199,870 held in an IRA for the benefit of Mr. Sant, 578,928 shares in a trust for Mr. Sant, and 129,742 shares held in an IRA for the benefit of his wife. In addition, includes 2,227,051 shares held by The Summit Foundation, of which Mr. Sant disclaims beneficial ownership. Also includes term convertible securities, Series A and Series B, convertible into an aggregate of 977,000 shares of common stock held in trust for Mr. and Mrs. Sant. Mr. and Mrs. Sant can be reached c/o The AES Corporation, 1001 N. 19th Street, Arlington, Virginia 22209.

(4) Includes 9,521,661 shares held jointly by Mr. Bakke and his wife, 64,907 shares held by his children, 877,587 shares held by his wife and 183,866 shares held by the Mustard Seed Foundation, of which Mr. Bakke disclaims beneficial ownership. Mr. and Mrs. Bakke can be reached c/o The AES Corporation, 1001 N. 19th Street, Arlington, Virginia 22209.

(5) Includes 10,652 shares held in an IRA for the benefit of Mr. Hemphill.

(6) Includes 52,781 shares held by Mr. Jungers's wife and 565,485 shares held by FJF, Inc.

(7) Includes 9,652 shares held by Mr. Unterberg's wife, of which Mr. Unterberg disclaims beneficial ownership.

(8) Includes 4,740 and 92 shares, held in IRAs for Mr. Waterman and his wife, respectively, and 503,655 shares held in a family trust.

(9) Includes 86,682 shares held jointly by Mr. Sharp and his wife.

(10) Includes 6,333 shares held in trust for Mr. Ryan's children.

(11) Includes 2,935,726 shares held jointly by one executive officer and his wife, and 238,402 shares held in trust for his children, and 577,200 shares held in a family trust. Includes 1,122,555 shares held jointly by another executive officer and his wife, and 56,416 shares held in trust for his children. Includes 55 shares held by another executive officer's wife. Includes 10,400 shares held jointly by another executive officer and his wife. Includes 157,314 shares held jointly by another executive officer and his wife, and 3,976 and 2,512 shares held in IRAs for their benefit.

(12) Of this aggregate number, BankAmerica Corporation, including it's affiliates, NB Holdings Corporation, NationsBank, N.A., BankAmerica NT & SA, NationsBanc Advisors, Inc., Trade Street Investments Associates, NationsBanc Montgomery Securities LLC reported on SEC Form SC-13GA filed with the Securities Exchange Commission dated February 1, 1999, that it had (a) sole voting power on no shares, (b) shared voting power on 4,181,450 shares, (c) sole dispositive power on no shares and (d) shared dispositive power on 10,084,216 shares.

(13) Of this aggregate number, Capital Guardian Trust Company, including it's affiliates, Capital International, Inc., Capital International Limited, Capital International S.A., reported on SEC Form SC-13G filed with the Securities Exchange Commission dated February 8, 1999, that it had (a) sole voting power in 7,593,750 shares, (b) shared voting power on no shares, (c) sole dispositive power on 9,589,850 shares and (d) shared dispositive power on no shares.


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