ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K.
(a) Exhibits
10.1 Subscription Agreement, dated November 6, 2003, between IA
Global, Inc. and Inter Asset Japan Co. Ltd.
10.2 Business Development Loan and Venture Agreement, dated August
18, 2003, between IA Global, Inc. and London Wall Investments
Pty Ltd.
31.1 Section 302 Certifications
31.2 Section 302 Certifications
32.1 Section 906 Certifications
32.2 Section 906 Certifications
(b) Reports of Form 8-K
During the quarter ended September, 30 2003, we filed or submitted the
following current reports on Form 8-K with the Securities and Exchange
Commission:
Current report on Form 8-K, dated July 7, 2003, was filed on July 10,
2003. The items reported were as follows:
o Item 5 - Other Events and Required FD Disclosure, which reported the
issuance of a press release announcing that (a) The PBAA Fund Ltd., our
majority stockholder, had invested an additional $2.0 million into our
company and (b) in a contemporaneous transaction, approximately $1.16
million of outstanding convertible debt had been exchanged for Series B
preferred stock at the predetermined conversion price.
o Item 7 - Financial Statements and Exhibits, which identified the
exhibit filed with the Form 8-K.
Current report on Form 8-K, dated August 15, 2003, was filed on
September 5, 2003. The item reported was as follows:
o Item 2 - Acquisition or Disposition of Assets, which reported the
agreement to acquire a 67% equity interest in Fan Club Entertainment
and filing documents related to such acquisition.
Amendment to the current report on Form 8-K, dated August 15, 2003, was
filed on October 22, 2003. The items reported were as follows:
o Item 2 - Acquisition or Dispositions of Assets, which reported the
updated agreement to acquire a 67% equity interest in Fan Club
Entertainment and filing revised documents related to such
acquisitions.
o Item 7 - Financial Statements and Exhibits, Which Filed the Following:
(a) Financial statements of business acquired.
Fan Club Entertainment's audited financial statements for the period
from March 1, 2003, its date of inception, through June 30, 2003
expressed in Japanese Yen.
(b) Pro Forma financial information.
The unaudited Pro Forma Condensed Consolidated Balance Sheet of the
Company and Fan Club Entertainment as of June 30, 2003 and the
unaudited Pro Forma Condensed Consolidated Statement of Operations of
the Company and Fan Club Entertainment for the six months ended June
30, 2003.
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