ITEM 9 - DIRECTORS, EXECUTIVE OFFICERS, PROMOTERS AND CONTROL PERSONS;
COMPLIANCE WITH SECTION 16(A) OF THE EXCHANGE ACT
The directors of the Registrant are:
Director
Name Age Since
Dean Casutt 2001
Larry Casutt 2001
Catherine Cassutt 2001
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Each director holds office until the next annual meeting of shareholders or
until a successor shall be duly elected and qualified.
The executive officers of the Registrant are:
Executive Officer
Name Age Since
Dean Casutt 32 2001
Chairman and
Chief Executive Officer
Catherine Casutt 55 2001
Secretary/Treasurer
Dennis Brovarone 45 1997
Dean Casutt is the son of Larry Casutt and Catherine Casutt.
The Registrant's officer serves at the pleasure of the Board of Directors.
BUSINESS EXPERIENCE
The principal occupations and business experience for the last five years or
more of the directors and executive officer of the Registrant are as follows:
DEAN CASUTT, Mr. Casutt was elected President and Chief Executive Officer of the
Registrant's Tradequest, Inc., subsidiary on May 8, 1999, has 9 years experience
in management, finance, real estate, and marketing. He was appointed President
and Chairman of the Board of Directors pursuant to the November 27, 2000
Reorganization Agreement. Prior to becoming President of Tradequest, Inc., he
had been a marketing and business consultant for numerous companies including,
Page Transport a Nationwide trucking firm 1998, Systems Research a software
engineering company (1997), D&R Financial mortgage company (1998), National
Barter Corporation, a medium sized barter company(1998-9). Mr. Casutt has owned
and operated Crimson Hills motel- Parowan, Utah, Inns of Duchesne consisting of
4 motels in Duchesne, Utah, Liquid Assets, Inc, a bottled Water Company in Las
Vegas Nevada (1994-5), SunWest Homes a Manufactured housing dealership in
southern Utah (1991-6), a small trucking company All-Safe Transport 1994, and
SunWest Financial a commercial mortgage brokering company started in 1986
existing. Mr. Casutt has extensive experience in Financing on the commercial,
consumer and residential levels. Mr. Casutt has trained and motivated hundreds
of individuals in seminars, sales meetings and training sessions for his own
companies as well as hired by others.
LARRY CASUTT, Mr. Casutt, was appointed to the board in fall of 2000 and has
recently retired from Equipment Maintenance Supervisor for Utah entire District
4 his 32 year management position with the State of Utah. Mr. Casutt has also
served as the president and a founder of the Utah chapter for Certified Public
Management (CPM) association a national organization for top level public
managers which currently has over 800 members. He also served as a committee
chairman of the national association, which has nearly 6000 members. Mr. Casutt
served as the chairman of the advisory committee for the College of Eastern Utah
for 13 years. Mr. Casutt also organized and was master of ceremonies for the
Governors conference held for all public employees.
CATHERINE CASUTT, Mrs. Casutt is currently serving as secretary/ treasurer to
the company and as a director on the board of directors. During the past XX
years, Catherine has organized several seminars and concerts including a Zig
Zigglar seminar, Marion Law seminars, Training seminars, a Mickey Rooney
concert, and several other development and training workshops and seminars.
Catherine has worked with Dean Casutt for several years in multiple areas
including real estate properties, loans commercial and residential, business
plan development, and business management.
DENNIS BROVARONE, Mr. Brovarone, has been practicing corporate and securities
law since 1986 and as a sole practitioner since 1990. He was elected to the
Board in December 1997. Mr. Brovarone will serve as President through April 2001
in order to facilitate the closing of the reorganization with Tradequest and the
transition to new management. Prior to 1990, Mr. Brovarone served as in-house
counsel to R.B. Marich, Inc.; a Denver, Colorado based brokerage firm. Mr.
Brovarone served as President (Chairman) of the Board of Directors of The
Community Involved Charter School, from January 1995 to March 1998, a four-year
old K-12 independently chartered public school located in Lakewood, Colorado. He
also serves as a Director of Innovative Medical Services, a publicly held
corporation located in San Diego, California.
COMPLIANCE WITH SECTION 16(a) OF THE SECURITIES EXCHANGE ACT OF 1934
Section 16(a) of the Securities Exchange Act of 1934 requires the Registrant's
Executive Officers and Directors and persons who own more than 10% of its common
stock to file reports of ownership and changes in ownership with the SEC. Such
persons are required by SEC regulations to furnish the Registrant with copies of
all Section 16(a) forms filed by such person. Based upon a review of the initial
and annual statements of beneficial ownership, the Registrant's Executive
Officer and Directors have timely filed their reports of ownership.
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